SEC Targets Investment Advisers
Bressler, Amery & Ross attorneys Kerry Zinn and Jacqueline Aleman discuss the SEC’s recent actions in light of the 2018 ...
Bressler, Amery & Ross attorneys Kerry Zinn and Jacqueline Aleman discuss the SEC’s recent actions in light of the 2018 ...
Implications for Compliance Programs from the Digital Realty Ruling The Supreme Court ruled recently on the Digital Realty v. Somers ...
The More Things Change, The More They Stay the Same With 2018 officially behind us, Michael Volkov looks at FCPA ...
Key Steps in the Early Stage of a Federal Investigation Although many were unsure how white collar crime enforcement would ...
Ike Sorkin, formerly of the SEC and DOJ and later a white collar criminal defense counsel, is best known for ...
Mitigating the Risk Posed by Introducers Wendy Wysong and associates at Clifford Chance write on the rise in prominence of ...
Q&A with Rick Schroeder of Jones Walker Rick Schroeder, leader of the Corporate Compliance & White Collar Defense Practice at ...
How the Changes Will Affect Financial Reporting Recent changes by the SEC to qualification thresholds have altered the qualifications for ...
"Resources Reflect Policy" and Other Observations Michael Volkov discusses themes emerging in the DOJ’s and SEC’s enforcement of FCPA violations ...
The History of FCPA Enforcement, Part 2 In Part 1 of this two-part series on the history of the enforcement ...
How to Overcome Technological Roadblocks What a time to work in the GRC field: new technologies are constantly emerging to ...
The Fifth Circuit Vacates the DOL Fiduciary Rule On March 15, 2018, the U.S. Court of Appeals for the Fifth ...
Founded in 2010, CCI is the web’s premier global independent news source for compliance, ethics, risk and information security.
Got a news tip? Get in touch. Want a weekly round-up in your inbox? Sign up for free. No subscription fees, no paywalls.
© 2024 Corporate Compliance Insights
Cookie | Duration | Description |
---|---|---|
cookielawinfo-checbox-analytics | 11 months | This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics". |
cookielawinfo-checbox-functional | 11 months | The cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional". |
cookielawinfo-checbox-others | 11 months | This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other. |
cookielawinfo-checkbox-necessary | 11 months | This cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary". |
cookielawinfo-checkbox-performance | 11 months | This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance". |
viewed_cookie_policy | 11 months | The cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data. |