Compliance
Corporate compliance focuses on an organization’s policies, procedures, processes, and actions in an effort to avoid and/or identify violations of government laws and industry. Our compliance blog posts and news articles are written for compliance officers and legal professionals. They include compliance insights, training, events, whitepapers, podcasts, and webinars.
When Fresenius’ Mary Shirley and her team endeavored to create a compliance department mission statement, they discovered substantial value in executing what seemed at first like a simple task. In 2017, shortly after I joined the Fresenius Medical Care North...
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Jay Rosen discusses the combination of compliance and ethics programs with independent monitoring, as well as two DOJ memos that have been key in the selection and application of independent monitors. The marriage of independent monitors and compliance and ethics...
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As it turns out, compiling a final list of the top articles on CCI for 2019 was a lot like planning my menu for next week’s holiday dinner. In both cases, I’m serving a few classic, reliable favorites alongside more recently road-tested...
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As we enter a new decade, data will be increasingly valuable for organizations globally. Ground Labs’ Peter Duthie discusses how compliance regulations and security concerns will become more pressing. In 2019, we saw organizations demonstrate that a smart data management...
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Jay Rosen shares how the use of independent monitors has greatly expanded over the past 15 years. The increase has been seen in the private and public sectors, domestically and internationally. The U.S. Department of Justice began using monitors in...
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It is often said that the only constant in life is change, but in the 21st century, change itself is evolving, becoming quicker and less predictable. International Compliance Association’s Simone Jones explores what’s changing and how the compliance pro can...
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Jay Rosen explores the early days of Affiliated Monitors, Inc.’s independent monitoring model, inspired by NYC’s “IPSIG” concept, but with some key changes. President and Founder of AMI, Vin DiCianni, said the initial model for the independent monitor concept came...
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When compliance specialist Milou Lammers was interviewing for compliance roles, she consistently asked potential employers about their HR departments. Here, she shares what their answers have to say about the organizations’ cultures. When coming up with my list of potential...
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Fifteen years ago, the concept of independent monitoring was just getting off the ground. Jay Rosen discusses the importance of that development and AMI’s role in the change. As we return from our Thanksgiving break and prepare to wrap up...
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Are you grappling with the practical implications of new technologies? What does it all mean from a regulatory and organizational perspective, and what does the future look like for compliance pros? ICA’s Mark Taylor weighs in. Do you remember the...
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Pop quiz! What’s the best time to engage an independent monitor for an M&A process? Answer: “as early as is practicable.” Jay Rosen explores how an independent integrity monitor can benefit the entire M&A process. By engaging an independent monitor...
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Shifting from an “outside-in” to an “inside-out” security strategy enables an organization to adapt readily to an ever-changing regulatory landscape – despite resource constraints. Optiv’s John Clark discusses. The adoption of the General Data Protection Regulation (GDPR) in April 2016...
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- Daniel Markel January 17, 2020SEC Charges Operator of Substance Abuse Center with Securities Fraud
- Hill International, Inc. et al. January 17, 2020SEC Charges Construction Management Consulting Company and Former Employees with Accounting Fraud
- Allan L. Lundervold January 16, 2020SEC Charges Individual with Acting as an Unregistered Broker
