Compliance Archives - Corporate Compliance Insights

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3 Key Compliance Trends for 2019

Posted by Zack Shulman - January 18, 2019

Data Privacy, GDPR and C-Level Collaboration Recent events like the enactment of the GDPR and high-profile data breaches have driven compliance into the spotlight – a boon for the GRC field. And, already, 2019 is already shaping up to be an exciting year in the compliance space. Zack Shulman of…

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Assessing Your Hotline System

Posted by Michael Volkov - January 17, 2019

Findings from NAVEX’s Annual Study NAVEX Global recently released the annual Hotline and Incident Management Report, a key tool compliance practitioners can use to benchmark and evaluate the performance of the company’s reporting hotline. Michael Volkov provides an overview of the findings, discussing trends and assumptions. Employee hotlines are –…

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Forming and Maintaining Legal Resale Price Control Policies

Posted by Brian McCalmon - January 14, 2019

Minimizing Antitrust Risk in Pricing Most manufacturers continue to avoid price maintenance agreements with distributors and resellers and impose unilateral resale price policies. Vedder Price’s Brian McCalmon discusses how what’s visible to the consumer confronted with MAP and MRP is only the tip of an iceberg comprised of a carefully…

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Communications Compliance: The Takeaway for 2019

Posted by Mike Pagani - January 11, 2019

Post-Email Channels Deserve Increased Scrutiny Text messages, social media and collaboration platforms are now squarely in regulators’ crosshairs, and organizations are increasingly being caught unaware. Smarsh’s Mike Pagani discusses why, as firms enable contemporary communications to enhance efficiency, it’s critical to capture and supervise all pertinent communications for proactive monitoring and…

The Expanding Role of Technology Asset Management (TAM) in Corporate Compliance

Posted by Mark Gaydos - January 4, 2019

Why It’s Time for a Next-Gen Solution As organizations’ computing infrastructure expands, legacy asset management systems are becoming inadequate. To keep pace with this technological change – and remain compliant – companies must adopt a next-generation approach. Mark Gaydos of Nlyte discusses. Imagine being charged by your cable company for…

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Best of 2018: 5 Predictions About Blockchain and Compliance

Posted by Christian Auty - December 28, 2018

As 2018 draws to a close, we’re taking a look back at some of the most valuable insights our authors have shared. In case you missed it, this is one of the articles our readers couldn’t get enough of this year. The Potential Changes Coming There’s still a significant…

Best of 2018: The Compliance Handbook

Posted by Thomas Fox - December 26, 2018

Published by Compliance Week and Available Now on Amazon Tom Fox, the Compliance Evangelist, is one of the leading writers, thinkers and commentators on the Nuts and Bolts of compliance. His always practical advice is now collated the most unique compliance handbook available, The Compliance Handbook. The handbook incorporates the…

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Whistle While You Work, Part 1

Posted by Sandra Erez - December 17, 2018

Whistling in the Dark: Portals as Key to an Ethical, Transparent Culture This is the first installment in a series on whistleblowing solutions from VinciWorks’ Sandra Erez. In Part 1, Sandra provides a brief history of whistleblowing and discusses the importance of a whistleblowing portal. It was a cold winter’s…

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Targeted: A Corporate Response to a Federal Target Letter

Posted by Brooklyn Sawyers Belk - December 12, 2018

Key Steps in the Early Stage of a Federal Investigation Although many were unsure how white collar crime enforcement would fare in the Trump administration, the past two years has shown that enforcement actions have nearly stayed the course, with a strong focus on FCPA-related matters. In this article, Brooklyn…

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Compliance Success Starts with Change Management

Posted by Tim Woods - December 7, 2018

Best Practices for Merging Security and Compliance Within many organizations today, security and compliance teams are running in isolation. This introduces significant enterprise risk, as the security team might be doing what’s best to combat advanced attackers, but their actions may not be in compliance with corporate, industry or federal…

The Purpose of a Compliance Program

Posted by Michael Volkov - December 6, 2018

To Prevent and Detect Compliance programs exist for the purpose of protecting against misdeeds, and the most effective programs are those that exist within a culture of ethics. Michael Volkov discusses the truism that a company’s culture and its compliance controls are mutually reinforcing. I do not think there is…

If You Want Better Compliance, Focus On Collaboration

Posted by Stephane Donze - December 4, 2018

Ensuring Both with Cloud Enterprise Content Services For many years, there has been a fear among IT professionals that the user freedom and empowerment offered by collaborative systems would make it difficult to adhere to processes and enforce compliance standards. However, in today’s digital world, enterprises need both compliance and…