Compliance
Corporate compliance focuses on an organization’s policies, procedures, processes, and actions in an effort to avoid and/or identify violations of government laws and industry. Our compliance blog posts and news articles are written for compliance officers and legal professionals. They include compliance insights, training, events, whitepapers, podcasts, and webinars.
As compliance regulations grow in complexity, organizations will need to both protect their reputation and avoid costly enforcement actions. LexisNexis Risk Solutions’ Leslie Bailey discusses how best to manage the challenge. Anti-money laundering (AML) compliance costs have continued to increase...
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While moving email to the cloud can be relatively straightforward, moving messaging and collaboration channels to Office 365 raises a significant number of questions pertaining to how those communications are captured and preserved for regulatory compliance and e-discovery purposes. Office...
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Welcome to a new feature at CCI: We're calling it "New Voices," and it's a way to showcase the fresh perspectives offered by those who are new to careers in compliance. Margarita Derelanko shares the wisdom she’s found on succeeding...
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At this year’s ACAMS AML & Financial Crime Conference in Las Vegas, it was clear that an ever-changing environment is driving urgency around combating risk. K2 Intelligence’s Michelle Goodsir and Gabe Hidalgo discuss this and other hot topics from the...
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Compliance practitioners beware: Following regulations doesn’t always mean you are doing the right or moral thing. Join Sandra Erez in uncovering hidden demons in the rarely seen “dark side” of compliance and hope the day won’t come when you will...
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Jay Rosen considers the impact mergers and acquisitions have on both the acquired entity and the acquirer, starting with the inherent risk in the entire M&A process. Surprisingly, a company’s ethical and cultural perspective is not often considered in the...
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The new communication and collaboration tools millennials insist on are creating data retention nightmares in the workplace. The trouble is, the tools also bring increased productivity to organizations that rely on them. That's why compliance and IT professionals are giving...
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It's the most detailed statement to-date of OFAC’s views on the best practices that companies should follow to ensure compliance with U.S. sanctions laws and regulations, and some would call it a total "game changer." It's meant to be a...
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Jay Rosen discusses how to assess ethics and compliance in the context of a merger or acquisition, what to look for in an assessment and why you should consider engaging an independent third party. Many issues in the M&A context...
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Fred Geldon discusses how establishing a credible compliance program can help contractors and compliance professionals to manage risks specific to government contracting. Read Part 1 here. Special compliance requirements apply when doing business with the government. Many practices or activities...
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Regulating social media may prove to be a tricky proposition. To what organization should the responsibility fall, if any? Access Partnership’s Greg Francis unpacks the complexities involved in regulating content on social media platforms. President Trump’s social media summit at...
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Panorays’ Director of Risk & Compliance, Dov Goldman, provides background on several of this year’s most noteworthy data breaches and offers lessons learned on each. We’re nearing the end of 2019, which is shaping up to be a year of...
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- Burkholz, et al. November 20, 2019SEC Halts Ponzi Scheme Targeting Seniors and Small Business Owners
- James S. Kimmel November 19, 2019SEC Seeks Order Requiring Colorado Witness to Comply with Subpoena for Testimony
- Merrill Robertson, Jr., et al. November 15, 2019Former Football Player Found Guilty of $10 Million Fraud in Second Criminal Trial
