Compliance
Fenergo’s Rachel Woolley discusses how the growing challenge of regulatory change management will impact functions beyond compliance.
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As consumers increasingly rely on cashless spending, the PCI SSC has identified a process to secure cardholder data. Acceptto CEO Shahrokh Shahidzadeh discusses why it’s time to replace password-based credentials.
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Donna Boehme defines compliance subject matter expertise, explains where it comes from and makes the case for why it’s invaluable.
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Compliance officers eligible to participate in the SEC and CFTC whistleblower programs must navigate strict rules. Speaking up always carries risk, but – as Michael Filoromo and Zac Arbitman explain – the SEC, CFTC and various federal and state laws...
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WinMagic’s Garry McCracken discusses the encryption capabilities that are built into Linux, the gaps in protection/compliance risks, and what companies can do to address them.
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The FAA just moved to bring more transparency to charter aviation. Darcy C. Osta, a veteran aviation attorney with LeClairRyan, explains how those who charter aircraft can use the new rules to maximize safety.
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Compliance professionals still “own” too many risks that business units could manage more effectively. Gartner’s Brian Lee discusses one solution: moving ownership of compliance risks closer to their sources. It’s a time of enormous change for organizations of every type....
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A successful compliance program starts with the C-suite. Comscore’s Ray Williams highlights the importance of leadership involvement and investment: greater employee satisfaction, productivity and retention, not to mention better economic performance for the company. Companies that incorporate compliance as a...
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With more than $200 billion a year in losses due to transaction fraud, the need for the Financial Technology Protection Act is clear. EverCompliant CEO Ron Teicher discusses the bill’s aims, which have been met thus far with unanimous support...
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In part 1 of a series on supply chain risk, Russ Berland begins a discussion addressing supply chain risk: the gaps, the frauds, the disconnects, the counterfeits, the gray market. Consider: to the extent that these are our supply chains,...
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The Banking Royal Commission (BRC) focused its attention on Australian banks when investigating misconduct in the financial services industry, but the fallout from the BRC’s recent report will likely be felt much farther afield. Experts from Clifford Chance discuss. with...
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Lesley Maea suggests compliance today could take a cue from Marie Kondo in her Netflix hit, "Tidying Up." To remain safe and secure, use an intranet as a single source of truth. Yes, you read that right: an intranet. Put...
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- Celadon Group, Inc. April 25, 2019SEC Charges Truckload Freight Company with Accounting Fraud
- Zachary S. Berkey, et al. April 25, 2019Former Broker Ordered to Pay Disgorgement and Penalties
- Eric D. Lyons, et al. April 23, 2019SEC Halts Misappropriation and Fraudulent Securities Offering
Corporate Compliance Insights
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