Compliance
Corporate compliance focuses on an organization’s policies, procedures, processes, and actions in an effort to avoid and/or identify violations of government laws and industry. Our compliance blog posts and news articles are written for compliance officers and legal professionals. They include compliance insights, training, events, whitepapers, podcasts, and webinars.
Shifting from an “outside-in” to an “inside-out” security strategy enables an organization to adapt readily to an ever-changing regulatory landscape – despite resource constraints. Optiv’s John Clark discusses. The adoption of the General Data Protection Regulation (GDPR) in April 2016...
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Compliance professionals’ jobs are made immeasurably more difficult without the support of the board. Michael Volkov offers five concrete actions the compliance department can take to enhance the board-compliance relationship. In today’s aggressive enforcement environment, corporate board members have a...
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Jay Rosen considers what a monitor would review to determine if a company adequately considered ethics and compliance during the M&A process. There are two distinct phases in the M&A process: pre- and post-acquisition. In each phase, an independent monitor...
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As compliance regulations grow in complexity, organizations will need to both protect their reputation and avoid costly enforcement actions. LexisNexis Risk Solutions’ Leslie Bailey discusses how best to manage the challenge. Anti-money laundering (AML) compliance costs have continued to increase...
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While moving email to the cloud can be relatively straightforward, moving messaging and collaboration channels to Office 365 raises a significant number of questions pertaining to how those communications are captured and preserved for regulatory compliance and e-discovery purposes. Office...
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Welcome to a new feature at CCI: We're calling it "New Voices," and it's a way to showcase the fresh perspectives offered by those who are new to careers in compliance. Margarita Derelanko shares the wisdom she’s found on succeeding...
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At this year’s ACAMS AML & Financial Crime Conference in Las Vegas, it was clear that an ever-changing environment is driving urgency around combating risk. K2 Intelligence’s Michelle Goodsir and Gabe Hidalgo discuss this and other hot topics from the...
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Compliance practitioners beware: Following regulations doesn’t always mean you are doing the right or moral thing. Join Sandra Erez in uncovering hidden demons in the rarely seen “dark side” of compliance and hope the day won’t come when you will...
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Jay Rosen considers the impact mergers and acquisitions have on both the acquired entity and the acquirer, starting with the inherent risk in the entire M&A process. Surprisingly, a company’s ethical and cultural perspective is not often considered in the...
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The new communication and collaboration tools millennials insist on are creating data retention nightmares in the workplace. The trouble is, the tools also bring increased productivity to organizations that rely on them. That's why compliance and IT professionals are giving...
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It's the most detailed statement to-date of OFAC’s views on the best practices that companies should follow to ensure compliance with U.S. sanctions laws and regulations, and some would call it a total "game changer." It's meant to be a...
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Jay Rosen discusses how to assess ethics and compliance in the context of a merger or acquisition, what to look for in an assessment and why you should consider engaging an independent third party. Many issues in the M&A context...
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- Diane D. Dalmy et al. December 9, 2019SEC Obtains Judgments Against Two Attorneys in Fraudulent Scheme to Issue False Legal Opinions
- Jeffrey O. Friedland, Global Corporate Strategies LLC., and Intiva Pharma, LLC December 9, 2019SEC Obtains Final Judgments Against a Colorado Stock Promoter and His Associated Companies in Touting and Fraud Case
- William Eric Meek and Bobby Peavler December 9, 2019SEC Charges Trucking Executives with Accounting Fraud
