Category: Compliance

Crime-Fraud Exception to Attorney-Client Privilege

Posted by Michael Volkov - August 16, 2018

Its Applications and Limitations The attorney-client privilege is not absolute, of course. Michael Volkov discusses…

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Optimizing Document Review in Compliance Investigations, Part 2

Posted by Thomas Gricks - August 6, 2018

Using Advanced Analytics and Continuous Active Learning to “Prove a Negative” This is the second…

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The Costs of Corruption in the Public Sector

Posted by Nellie Mayshak - July 30, 2018

When the Public Loses Faith Corruption in government is nothing new. And it’s not limited…

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SEC Amends Definition of “Smaller Reporting Company”

Posted by Penny Somer-Greif - July 26, 2018

How the Changes Will Affect Financial Reporting Recent changes by the SEC to qualification thresholds…

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Steering the Sales Strategy Toward Compliance

Posted by Valerie Charles - July 24, 2018

Why Teaching Compliance Isn’t Sufficient Sales teams live and die on incentives. And there’s nothing…

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Optimizing Document Review in Compliance Investigations, Part 1

Posted by Thomas Gricks - July 17, 2018

Internal/Regulatory Investigations Versus Litigation Too many corporations approach litigation and compliance investigations the same way,…

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What to Expect When You Are Expecting (to File under HSR)

Posted by Tod Northman - July 17, 2018

Key Details from Recent Reports Large mergers and acquisitions can be high-risk, company-changing affairs. Besides…

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Betting on Compliance: The Supreme Court’s Decision in Murphy v. NCAA

Posted by Nicole Sprinzen - July 12, 2018

Q&A with Nicole Sprinzen of Cozen O’Connor With the U.S. Supreme Court’s decision in Murphy…

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The Danger of Rumors of Bribery and Corruption

Posted by Marc Tasse - July 6, 2018

The Actual and Potential Impacts of Allegations Corporate boards may be due for a rude…

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Transforming Contracts into Actionable Intelligence

Posted by Bruce Orcutt - July 6, 2018

Contract Analytics is a Business Imperative Bruce Orcutt from ABBYY shares how artificial intelligence can…

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Welcome! You’re the New CCO…

Posted by Michael Volkov - July 5, 2018

5 Basic Steps to Get Started Michael Volkov shares five ways a new chief compliance…

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Summer Reading List for Compliance Officers

Posted by Corporate Compliance Insights - July 3, 2018

Why spend your time reading mystery novels this summer, when real-world mysteries are swirling through…

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