2019 trends written on green post-it note on orange background

3 Key Compliance Trends for 2019

Posted by - January 18, 2019
Data Privacy, GDPR and C-Level Collaboration Recent events like the enactment of the GDPR and high-profile data breaches have driven compliance into the spotlight – a boon for the GRC field. And, already, 2019 is already shaping up to be an exciting year in the compliance space. Zack Shulman of…
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Assessing Your Hotline System

Posted by - January 17, 2019
Findings from NAVEX’s Annual Study NAVEX Global recently released the annual Hotline and Incident Management Report, a key tool compliance practitioners can use to benchmark and evaluate the performance of the company’s reporting hotline. Michael Volkov provides an overview of the findings, discussing trends and assumptions. Employee hotlines are –…
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Forming and Maintaining Legal Resale Price Control Policies

Posted by - January 14, 2019
Minimizing Antitrust Risk in Pricing Most manufacturers continue to avoid price maintenance agreements with distributors and resellers and impose unilateral resale price policies. Vedder Price’s Brian McCalmon discusses how what’s visible to the consumer confronted with MAP and MRP is only the tip of an iceberg comprised of a carefully…
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Communications Compliance: The Takeaway for 2019

Posted by - January 11, 2019
Post-Email Channels Deserve Increased Scrutiny Text messages, social media and collaboration platforms are now squarely in regulators’ crosshairs, and organizations are increasingly being caught unaware. Smarsh’s Mike Pagani discusses why, as firms enable contemporary communications to enhance efficiency, it’s critical to capture and supervise all pertinent communications for proactive monitoring and…
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the complete compliance handbook

Best of 2018: The Compliance Handbook

Posted by - December 26, 2018
Published by Compliance Week and Available Now on Amazon Tom Fox, the Compliance Evangelist, is one of the leading writers, thinkers and commentators on the Nuts and Bolts of compliance. His always practical advice is now collated the most unique compliance handbook available, The Compliance Handbook. The handbook incorporates the…
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Whistle While You Work, Part 1

Posted by - December 17, 2018
Whistling in the Dark: Portals as Key to an Ethical, Transparent Culture This is the first installment in a series on whistleblowing solutions from VinciWorks’ Sandra Erez. In Part 1, Sandra provides a brief history of whistleblowing and discusses the importance of a whistleblowing portal. It was a cold winter’s…
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Compliance Success Starts with Change Management

Posted by - December 7, 2018
Best Practices for Merging Security and Compliance Within many organizations today, security and compliance teams are running in isolation. This introduces significant enterprise risk, as the security team might be doing what’s best to combat advanced attackers, but their actions may not be in compliance with corporate, industry or federal…
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The Purpose of a Compliance Program

Posted by - December 6, 2018
To Prevent and Detect Compliance programs exist for the purpose of protecting against misdeeds, and the most effective programs are those that exist within a culture of ethics. Michael Volkov discusses the truism that a company’s culture and its compliance controls are mutually reinforcing. I do not think there is…
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If You Want Better Compliance, Focus On Collaboration

Posted by - December 4, 2018
Ensuring Both with Cloud Enterprise Content Services For many years, there has been a fear among IT professionals that the user freedom and empowerment offered by collaborative systems would make it difficult to adhere to processes and enforce compliance standards. However, in today’s digital world, enterprises need both compliance and…
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