Compliance
Corporate compliance focuses on an organization’s policies, procedures, processes, and actions in an effort to avoid and/or identify violations of government laws and industry. Our compliance blog posts and news articles are written for compliance officers and legal professionals. They include compliance insights, training, events, whitepapers, podcasts, and webinars.
Tens of thousands of respondents have weighed in via multiple surveys, and Gartner analysts have identified 15 legal and compliance hot spots spanning five main trends. Stephanie Quaranta reports on the issues creating or exacerbating the legal, compliance and privacy...
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Jay Rosen concludes the series with this retrospective from Vin DiCianni on where AMI has been, where it may be going next and what he’s most proud of regarding AMI’s 15th anniversary. There have been a couple of themes articulated...
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Whistleblower complaints are on the rise and may gain further traction from recent stories in the news, increasing the burden on the investigators. H5’s Jeffrey Grobart discusses tools and methods to accelerate the vetting process. From Edward Snowden to the...
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When Fresenius’ Mary Shirley and her team endeavored to create a compliance department mission statement, they discovered substantial value in executing what seemed at first like a simple task. In 2017, shortly after I joined the Fresenius Medical Care North...
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Jay Rosen discusses the combination of compliance and ethics programs with independent monitoring, as well as two DOJ memos that have been key in the selection and application of independent monitors. The marriage of independent monitors and compliance and ethics...
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As it turns out, compiling a final list of the top articles on CCI for 2019 was a lot like planning my menu for next week’s holiday dinner. In both cases, I’m serving a few classic, reliable favorites alongside more recently road-tested...
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As we enter a new decade, data will be increasingly valuable for organizations globally. Ground Labs’ Peter Duthie discusses how compliance regulations and security concerns will become more pressing. In 2019, we saw organizations demonstrate that a smart data management...
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Jay Rosen shares how the use of independent monitors has greatly expanded over the past 15 years. The increase has been seen in the private and public sectors, domestically and internationally. The U.S. Department of Justice began using monitors in...
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It is often said that the only constant in life is change, but in the 21st century, change itself is evolving, becoming quicker and less predictable. International Compliance Association’s Simone Jones explores what’s changing and how the compliance pro can...
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Jay Rosen explores the early days of Affiliated Monitors, Inc.’s independent monitoring model, inspired by NYC’s “IPSIG” concept, but with some key changes. President and Founder of AMI, Vin DiCianni, said the initial model for the independent monitor concept came...
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When compliance specialist Milou Lammers was interviewing for compliance roles, she consistently asked potential employers about their HR departments. Here, she shares what their answers have to say about the organizations’ cultures. When coming up with my list of potential...
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Fifteen years ago, the concept of independent monitoring was just getting off the ground. Jay Rosen discusses the importance of that development and AMI’s role in the change. As we return from our Thanksgiving break and prepare to wrap up...
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- David Aubel and Robert Raffa January 27, 2020SEC Obtains Final Judgments Against Two Individuals Charged with Microcap Fraud
- Jeffrey P. Carpoff and Paulette Carpoff January 24, 2020SEC Charges Husband and Wife with Nearly $1 Billion Ponzi Scheme
- Sergii "Sergey" Grybniak, Opporty International, Inc., and Clever Solution Inc. January 21, 2020SEC Charges Founder of Purported Blockchain Marketplace for Fraudulent Ico
