The Top 10 Regulatory and Litigation Risks
Key Concerns for Private Funds in 2018 with co-authors Joshua M. Newville, Michael R. Hackett, Anthony Drenzek, William Dalsen, Alexandra V. Bargoot, Brian Hooven and Lucy Wolf With ...
Tag: SEC
The Trump Effect on FCPA Enforcement
As U.S. Enforcement Lags, International Attention to Domestic Corruption Takes a Front Seat Despite assurances from senior DOJ officials that ...
How Counsel Relationships Can Increase Scrutiny
Rethinking Independence in Internal Investigations Demonstrating and ensuring independence in internal investigations is a critical issue for corporate counsel to ...
Setting the Tone: No Back Seat for the CEO
How the CEO Can Best Support Compliance Keeping a tight rein on compliance is the name of the game for ...
