Why Cryptocurrency is So Difficult for the IRS to Regulate
3 Reasons Crypto Eludes Regulators Cryptocurrency is all the rave right now, which is why…
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Financial Forecast: Cloudy with a Good Chance of Behavioral Insight
A Cloud-First Approach to Managing Financial Communications Data The current regulatory framework, which has grown…
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Regulatory Oversight for Cryptocurrency?
What Crypto Exchangers and Administrators Need to Know U.S. regulators have recently joined with an…
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Sins of the Silo
Compliance Challenges in Financial Services The financial services sector faces numerous obstacles – especially the…
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In the “Wild West” of Virtual Currencies, Anti-Money Laundering and Sanctions Enforcement is Anything but Virtual
Opportunities Revolutionize The Current Financial and Commerce System While virtual currencies offer many opportunities to…
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Fintech & Banking: Weighing the Compliance Risks & Rewards
Fintech Collaborations on the Rise Fintech-bank partnerships result in growth opportunities. In this article, Krista…
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Is a Stricter Standard of Conduct on the Horizon for Broker-Dealers?
Broker-Dealers Navigate New Logistics On the heels of the DOL Fiduciary Rule’s defeat by the…
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Transitioning Away from LIBOR: What Is Coming and What Can We Do Now?
Concerns Abound in the Financial Markets This article discusses how the potential transition away from…
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Key Topics of Interest to the SEC
Guidance from Director Dalia Blass Director Dalia Blass of the SEC’s Division of Investment Management…
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Stop the Presses! The Fifth Circuit Vacates the DOL Fiduciary Rule
The Fifth Circuit Vacates the DOL Fiduciary Rule On March 15, 2018, the U.S. Court…
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Who Is Watching The Watchmen?
CFTC Penalizes Registrant for Outsourced IT Security Lapses Last month, the CFTC settled charges against…
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Navigating MiFID II Compliance Waters
Easing the Burden for Financial Services Firms Financial services firms that are headquartered or do…
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