Compliance
News and regulatory developments, guidance from thought leaders and insight into topics related to the work of corporate compliance professionals.
MORE COMPLIANCE ARTICLES
A Modest SOX Proposal: Require Compliance Certification Before Something Goes Wrong, Not After
Despite 20 years of SOX, many companies still fail to prioritize compliance programs until it’s too late. Maria D’Avanzo of...
Time’s Almost Up: Are You Ready for the SEC’s New Marketing Rule?
The SEC’s marketing rule came into effect May 4, 2021. Since then, registered investment advisers (RIAs) have had an 18-month...
The Regulatory Storm Is Coming. Compliance Can Help Tech Leaders Batten Down the Hatches
The “move fast and break things” mentality that serves tech entrepreneurs well when they’re getting their companies off the ground...
New Card Payment Security Standards Are Coming. What Do They Mean for Your Business?
In March, the Payment Card Industry Security Standards Council published Payment Card Industry Data Security Standard (PCI DSS) Version 4.0...
Touchdown or Fumble? What Compliance Can Learn From the NFL’s Disciplinary System
Cheering for your favorite team (or against the one you hate), makes it easy to forget that NFL players are...
SPOTLIGHT ON ESG
MORE COMPLIANCE ARTICLES
You’ve Brought a Diverse Team to the Table. Now What?
Companies large and small are expected to deepen their focus on diversity, equity and inclusion (DEI) programs over the next...
Supremely (un)Important? SEC Rules, Market Forces Will Be a Bigger Deal Than EPA Decision for Manufacturers
Though a blow for climate activists, the Supreme Court’s ruling in West Virginia vs. EPA is unlikely to have the...
Did Covid Lead to a Lower HIPAA Fine?
Eye-popping fines over violations of the right of access portion of the federal HIPAA healthcare law aren’t exactly common, and...
Hidden Threat? They Know There’s a Problem, But Companies Are Still Failing to Intercept Real-World Dangers
From climate change to the Covid-19 pandemic to hateful political rhetoric — modern society poses risks not only to the...
The Energy Revolution Is Underway: Is Your Company a Player?
Informed organizations in all industries are establishing carbon emissions reduction and net-zero targets. Protiviti’s Jim DeLoach explores how strategic conversations...