Compliance
News and regulatory developments, guidance from thought leaders and insight into topics related to the work of corporate compliance professionals.
MORE COMPLIANCE ARTICLES
Compliant But Unprovable: Why Controls That Work Fail Examinations
Covering the gap between having compliance measures in place and the ability to prove they worked in a specific situation
Why Marketing Compliance Reviews Happen Too Late to Matter
Marketing compliance makes the problem visible, but the gap between policy and operational reality shows up anywhere controls are added...
The DOJ Wants Strong FCA Whistleblower Lawsuits From Data Miners
The FOCUS initiative sets parameters for the DOJ’s support of data miners’ qui tam complaints.
84% of Leaders Expect Effects From AI Regulation Over Next Year
1 in 3 employees fear retaliation if they report misconduct; boards beef up security
What the Enforcement Record Says About ‘Timely’ Disclosure
Of the nine enforcement cases CCI examined where companies received credit for timely disclosure, only two included a measurable time...
SPOTLIGHT ON ESG
MORE COMPLIANCE ARTICLES
Compliance Frameworks Miss Invisible Forces, but They Matter the Most
Making problems into physical representations can help solve issues
UBO Due Diligence: Ownership Transparency as Strategic Control
When ownership transparency becomes a strategic control eBook UBO Due Diligence What’s in this eBook from Ethixbase360: Ultimate beneficial ownership...
Changes Coming to California Prop. 65 Warnings
The law might suggest warnings are required in limited situations, but that’s not how it plays out
SEC Formally Proposes Making Quarterly Reporting Optional for Public Companies
Uptake likely would depend on company size, age & competitive landscape
The $5B Test: Why Healthcare Compliance Programs Keep Failing the Same Way
False Claims Act recoveries and whistleblower numbers point to something deeper than individual enforcement actions. The experts CCI contributing writer...