Resource Library
The Microsoft FCPA resolution was recently announced, with the total fine and interest paid by Microsoft to the SEC at approximately $16 million via a cease and desist order. The DOJ resolved its investigation via an NPA, and Microsoft President...
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Despite recent efforts to weaken it, the California Consumer Privacy Act (CCPA) is still going into effect on January 1, 2020. Alongside it, more states creating data protection regulations every day, the need for organizations to have bulletproof privacy compliance...
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June closed out one of the most interesting half-years in the FCPA realm. In Q1 alone, we've had the Cognizant Technology Solutions declination, the Fresenius non-prosecution agreement and the Mobile TeleSystems (MTS) deferred prosecution agreement (DPA). June brought a resolution...
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The big one finally is resolved. The long-awaited Walmart Inc. (Walmart) Foreign Corrupt Practices Act (FCPA) enforcement action was recently announced. This massive case came in with multiple documents, a long list of instances of bribery and corruption, a slew...
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The job of CEO has become so complex that boards can no longer play a passive role as a collection of the CEO’s best friends, rubber-stamping management’s decisions. A new Deloitte CEO-Board study released today suggests that many of these...
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Over the last five years, the Justice Department has struggled to establish a firm set of rules and expectations surrounding corporate criminal liability. Competing factors have made the process murky, as Volkov notes here. But the stakes are high. Today's...
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The market for risk technology is driven by increased regulatory mandates and complex organizational risks. Risk technology is a global market that has rapidly evolved over the last 20 years, from single solution providers into platforms with cloud features and...
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In this free e-book, Tom Fox discusses the Department of Justice's 2019 Guidance on the evaluation of compliance programs, how it differs from the guidance issued in 2017 and how the updates can be used by the compliance professional whose...
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More than half of all shareholder proxy proposal exclusions allowed by the SEC are based on Rules 14a-8(i)(7) and 14a-8(i)(10), according to research and analysis in our new whitepaper. In this whitepaper, Intelligize’s Rob Peters and Alyson Clabaugh leverage public company...
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SolveXia, a process automation software provider, recently created a CFO Thought Leadership Survey, polling 100 CFOs from global companies like eBay, Siemens, LexisNexis, Sandoz and many others. This free report details the findings on objectives in 2019 and challenges ahead,...
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New data from 1,516 technology asset decision-makers, from organizations employing 1,000 people or more, finds that almost all of them (96 percent) said that hardware and software asset control is a top five priority in their business. However, even though...
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Tom Fox discusses the recent FCPA enforcement action against and SEC settlement with Telefônica Brasil and offers lessons for the compliance professional with respect to gifts, travel and entertainment associated with high-dollar sporting events such as the World Cup, Olympics,...
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- Zvi Feiner, et al. September 20, 2019SEC Sues Operators of Investment Scheme Targeting the Orthodox Jewish Community in Chicago
- Earl D. Miller, et al. September 20, 2019SEC Obtains Final Judgment Against Perpetrator of Multi-Million Dollar Offering Fraud
- Brian Robert Sodi, et al. September 19, 2019Penny Stock "Mailman" and His Two Companies Agree to Settle Scalping Charges
