Governance
The reputational risk that can result from allegations of noncompliance with corruption, bribery or money-laundering regulations is one of the biggest threats facing organizations today. Marc Tasse begins to detail what organizations can do to protect against reputational harm. Corruption,...
Read more
ESG concerns are increasingly impacting shareholder activism, in turn pressuring boards to engage with investors on these subjects. Farient Advisors’ Marc Hodak shares the way these trends will shape investor relations, corporate governance and compliance. Corporate Compliance Insights: How has...
Read more
FiscalDoctor CEO and President Gary Patterson discusses takeaways from the latest NACD Public Company Governance Survey – guidance pertinent for small and mid-sized businesses (SMBs) and large organizations alike. Small and medium-sized businesses (SMB) must often live with the reality...
Read more
Ola Tucker, founder of Compliance Notes, discusses the board of director’s oversight role with respect to a financial institution’s BSA/AML compliance program, as well as the specific responsibilities arising out of that role. Anti-money laundering compliance has been a main...
Read more
Talent is every organization’s lifeblood. Jim DeLoach discusses how, coupled with demographic and social trends, the technologies of the digital age are transforming the workplace. Executives and directors need to pay attention as electronic workers (machines and algorithms) become more...
Read more
PwC’s Annual Corporate Directors Survey, set to release on October 8th, reveals a conundrum of collegiality in an increasingly distrustful environment. In a survey of more than 800 U.S. board directors, 43 percent revealed they have difficulty voicing a dissenting...
Read more
The SEC has squarely placed the onus on corporate board members to take on greater cybersecurity oversight of the companies they serve. NIC Inc.’s Jayne Friedland Holland discusses board members’ roles now. Following the heels of record-breaking cyber breaches in...
Read more
While she was in Maryland recently for a conference, CCI caught up with Amii Barnard-Bahn, recently described by Forbes magazine as “one of the top coaches for legal and compliance executives.” Barnard-Bahn, a Fellow at the Harvard Institute of Coaching...
Read more
The traditional decades-old labor model has been under pressure for some time, and it’s already being supplanted within a growing number of companies. Protiviti’s Jim Deloach discusses why directors should understand these developments and their impact on the competitive talent...
Read more
Concern for environmental and social issues has reached an inflection point. While traditional governance issues that have been a staple of investor advocacy and discussion (the “G” of ESG) continue to be important, environmental and social issues (the “E” and...
Read more
The boards of the companies in the S&P 500 now all have female representation, a significant step. BDO’s Amy Rojik discusses board diversity trends and the implications of this milestone. The push toward gender parity in the boardroom reached a...
Read more
What are the standards for corporate sustainability? Fox Rothschild’s Maureen Mitchell offers insight into the most commonly used standards and how companies should go about setting goals. Companies are increasingly viewing sustainability as a necessity in achieving their business objectives....
Read moreFree Downloads
- Kit Mun Chan, Lau Kean Chong, Chong Poui Fan, Binji Lu, and Youn Chien Wong February 21, 2020SEC Obtains Judgments Against Market Manipulators
- Navellier & Associates, Inc., and Louis Navellier February 20, 2020SEC Obtains Partial Summary Judgment Against Investment Adviser and Principal for False and Misleading Marketing of Investment Strategies
- Emmanuel Kouyoumdjian (a/k/a "Manny K") February 20, 2020SEC Obtains Final Judgment Against Unregistered Broker
