Featured
Some apparent deficiencies have come to light in Japan’s prosecution of foreign bribery, and the OECD is urging the country to take action to close loopholes and stiffen penalties. Clifford Chance’s Wendy Wysong, Tess Forge and Catherine Ho weigh in....
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Federal contracting can be lucrative and rewarding – when done correctly. Steptoe & Johnson’s Fred Geldon outlines the various requirements contractors face in the government marketplace. Doing business with the government is different. The federal government makes rules to protect...
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Remember when email was the only way we shared information? Modern communication methods have evolved -- and risk has grown along with it. But you know that already, right? If you’re on this page, you might already have concerns relating...
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Audrey Harris, partner and co-chair of Mayer Brown’s global anti-corruption & FCPA practice, talks all things anti-corruption – from Jay Clayton’s critique of regulators’ lackluster enforcement to the next frontier of compliance. CCI: Tell us about your background. How did...
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Lawrence & Bundy’s Allegra Lawrence-Hardy and Kathy Glennon explore how the #MeToo movement has impacted the legal landscape and the workplace in the last two years, discuss red flags for employers and offer tips on mitigating risk. The #MeToo movement began...
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Is it possible for a company to get a true read on its own culture? Jay Rosen discusses what to consider and when engaging an independent third party might be the best option. How can a company assess its own...
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What might be among the largest regulatory and compliance burdens organizations face in the near future? Operational Resilience. Protiviti’s Ron Lefferts discusses the need for financial institutions to achieve better standards in order to achieve it. Operational disruptions are impacting...
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Michael Volkov details the recent FCPA settlement against Barclays for improper hiring practices stretching back several years. One key factor that allowed the issue to continue for so long: a seeming lack of awareness of applicable anti-corruption laws. Barclays joined...
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If an employee files a lawsuit against your company, there’s a strong likelihood the claim will be about workplace retaliation. Fisher Phillips’ Melody Rayl discusses how employers can guard against these allegations. According to EEOC statistics, the frequency with which...
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Security professionals wake every day to more and increasingly savvy data perpetrators who’ve found new and uncharted means to acquiring data. Shared Assessments’ Tom Garrubba explains why anticipatory compliance is a key way to address this issue. As sure as...
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Spreadsheets play a greater role in the risk and compliance process than one may think, according to a recent study conducted by Forrester Consulting. Diane Robinette, CEO at Incisive Software, details the findings from the report. The Forrester Opportunity Snapshot...
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Who bears the responsibility for culture? Jay Rosen explores to what extent the Chief Compliance Officer should be involved in shaping a culture of ethics and driving ethical behavior. Let’s consider that there are multiple levels and roles for those...
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- Philip R. Jacoby, et al. October 17, 2019SEC Obtains Final Judgment Against Former Executive Charged with Lying to Auditors
- Michael J. Starkweather and Andiamo Corporation, William White October 17, 2019SEC Charges Microcap Company and Two Former Chief Executive Officers with Securities Violations
- Kevin B. Merrill, et al. October 16, 2019Alleged Fraudster Sentenced to 22 Years in Parallel Criminal Case
