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Fintech Pressure on Internal Audit
Banks have long outsourced certain audits, but banking-fintech relationships are new ground. Brandi Reynolds discusses a persistent problem in bank internal audit departments and offers a path forward. Co-sourcing or outsourcing certain internal audits is nothing new to bank internal audit departments. In the 1980s, IT/MIS (management information systems) functions started growing in sophistication, and all but the largest banks...
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AI Compliance Oversight is Here
Most financial institutions are already on the path to using artificial intelligence in markets surveillance. NICE...
How WFH Will Accelerate Financial Misconduct
Behavox CEO Erkin Adylov discusses the serious reputational and monetary consequences financial firms face as a...
Reporting from the International Compliance Congress
Fresh from the IFCA’s first International Compliance Congress, Sofia El Mansouri offers an overview of the...
Rethinking the Suspicious Activity Report
Recent coverage of the FinCEN data leak has illuminated the need for an evolution in SAR...
Data Privacy Compliance is Getting Tricky…
The regulatory and compliance environment is becoming increasingly complex at a time when the IT industry...
Making a Speak-Up Culture Work in Your Organization
Michael Toebe shares practical insights from compliance experts on how to establish a speak-up culture (not just a process), why...
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Adaptive Interviewing for Incident Reporting
