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The Biden Administration Is Ramping Up Numerous Cross-Border Enforcements. Compliance Teams Should Take Note.
The Biden administration has signaled numerous cross-border enforcement updates that carry compliance implications, including updated anti-corruption, financial and sanctions measures. President Biden has repeatedly promised to make the fight against corruption in the U.S. and abroad a central part of his administration. He has nominated a Securities and Exchange Commission (SEC) chairman who many expect to increase SEC regulatory and...
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Throughout one's career, one is often tempted by potential gains to be realized from misconduct. But trading in your honor is not a zero-sum game. Pre-pandemic, I was poorly skilled...
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The SEC has already or may yet update its periodic reporting requirements on a number of fronts. Most of these relate to ESG, KPI and non-GAAP disclosures. Meanwhile, COVID-19 continues...
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Veriff's IDV and KYC services cross-reference users against government-issued IDs from 190 countries. The company experienced 600 percent revenue growth in 2020. Veriff has raised a Series B funding round...
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In-house counsel and compliance both assess risk. As such, they often vie with one another. A collaboration, however, can serve to raise both up and significantly enhance a company's risk...
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With the SEC poised to take action on ESG compliance, companies are at an impasse: There’s no clear direction on ESG reporting and no agreement about what ESG compliance even...
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California continues to update its privacy regulations. In the latest move, the CPPA board members were appointed, with Professor Jennifer M. Urban named as chair, and further amendments were put...
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The Power of AI in Financial Services Compliance
As the pandemic starts to recede, compliance officers face a Channel Explosion: more data streams than ever before, which makes monitoring risk in a diverse IT environment harder than ever. And of course, this challenge comes amid an increasingly complex regulatory environment and at a time when we're all striving to leverage technology more cost effectively. Join Matt Kelly, Editor &...
Regulation in a New Administration: Priorities for Information Governance Strategies
A new administration in the White House is always synonymous with change. In the aftermath of four years of active deregulation; however, it’s likely to be a whole new world for legal and compliance teams. As the Biden administration moves on undoing regulatory rollbacks pertaining to the environment, immigration and other policy priorities, businesses should be ready to act. In this...
How Far Will You Go?
Throughout one's career, one is often tempted by potential gains to be realized from misconduct. But trading in your honor...
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Compliance and Professional Development
