When multiple regulators bring enforcement actions, information gathered in civil proceedings is often used in subsequent criminal trials. But there are also significant advantages to be gained from multi-agency cooperation. It's up to defendants to strike a balance.
In a recent Ninth Circuit Court of Appeals case, prosecutors tried to stake their argument on their analysis of anomalies in big datasets. It didn’t work. The proceedings nevertheless highlight how useful data analytics can be in the compliance function.
The best compliance training changes employees’ behavior. Is yours dry and forgettable, or is it dynamic and impactful? ComplianceLine’s Giovanni Gallo discusses what your training should cover and why engaging delivery is a must. Sponsored It’s...
The continued reliance on digital chat platforms is causing small and local governments to struggle to fulfill basic functions of open government. Marc Gilman provides a rundown of the situation and potential solutions. The reliance on...
With data analytics in compliance, you don't need to boil the ocean. A concentrated program can deliver most of the outcomes of a large automated system but is significantly more affordable. As organizations maintain more data...
Any ESG strategy brings tax implications with it. But tax departments often do not have a seat at this table. EY Global and U.S. tax policy leader Cathy Koch makes the case for why the tax...
Financial institutions can leverage machine learning to make an array of functions faster, more accurate and more efficient. But deployment is just the first step. In the end, machine learning governance makes or breaks the efficacy...
An IT-centric network perimeter security model is increasingly insufficient to protect your organization from cyberattacks. Onclave Networks’ Scott Martin advocates a “zero trust” approach to security as a means of reinforcing defenses. Sponsored The rise in cyberattacks and ransomware has awakened business leaders all over the world to a new reality: The threats to network and data security have grown beyond what many traditional security solutions can...
General counsel (GC) say that the COVID-19 pandemic rewrote their to-do list. And with many teams back in the office,...
Finding herself on the wrong end of the proverbial pink slip, compliance pro Gwen Hassan struggled to determine exactly what...
Government contractors will soon need to obtain CMMC certification, but there are currently just a few C3PAO accreditors that can...
With internal audit, any disruption to the tried-and-true tends to raise hackles. But emerging governance, methodologies and technologies are allowing...
An IT-centric network perimeter security model is increasingly insufficient to protect your organization from...
Spring has sprung, which means it’s time to get your data house in order....
Most business leaders recognize the futility in predicting the future. As markets transition out of the pandemic, it makes sense...
General counsel (GC) say that the COVID-19 pandemic rewrote their to-do list. And with many teams back in the office,...
COVID-19 eroded gender equality in many sectors, industries and regions. Leaders now have a responsibility to reverse this trend. It's...
Financial institutions can leverage machine learning to make an array of functions faster, more accurate and more efficient. But deployment...
Facing BSA/AML enforcement, a financial institution’s action plan can either ameliorate or aggravate penalties. Professionals from Deloitte’s anti-money laundering and...
Between COVID-19 disruptions, KYC challenges, paused account onboarding and altered due diligence practices, 2020 saw financial crime compliance costs increase...
Finding herself on the wrong end of the proverbial pink slip, compliance pro Gwen Hassan struggled to determine exactly what...
Amy Landry recently shifted gears in moving from a vendor-side position advising clients to managing compliance in-house. Here, she discusses...
Early in the pandemic, a chance virtual meeting via a webinar appearance sparked the creation of a monthly compliance networking...
The WOTC program incentivizes employers to hire veterans and other individuals who have traditionally faced obstacles to employment. When tapped...
Some make it seem like automating compliance functions is a question of do or die. But if anyone hopes to...
What is better than sending your teenager to a driving class? Also telling her what to do when she gets...
