Today's Top Story
“It Lets Me Pass the Flame.” This Virtual Compliance Networking Event Has Connected Hundreds Over the Course of the Pandemic
The monthly compliance networking event Compliance Career Connection has now reached hundreds of professionals across six continents and continues to help early and mid-career workers. It all started with a chance virtual meeting from a Webinar appearance.
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Compliance & Risk
The Proposed U.S. Citizenship Act of 2021 Could Cut Both Ways for Employers Who Hire Overseas
The proposed U.S. Citizenship Act of 2021 includes numerous items that, if passed, would fundamentally shift the landscape of migrant labor. Its features could affect a range of visas, the green card application system and more....
A Perfect Perfecta: Amid New FRTB Reporting Requirements, Don’t Bet on the Wrong Horse
The Fundamental Review of the Trading Book (FRTB) affects capital calculations and substantially impacts one's risk monitoring framework. Richard Moss encourages readers to avoid betting on the long shot. Financial institutions may be facing higher capital...
This Week in Regtech: Singapore, Australia, the E.U., and Cymulate
Governing bodies around the world are considering how to manage and encourage the use of regtech. Meanwhile, cybersecurity developer Cymulate signed a $45 million Series C. The past week was light on private sector regtech development...
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Emerging Markets Were Making Headway with Integrity and Ethics. Then COVID-19 Variants Hit.
According to a recent EY report on integrity in emerging markets, many professionals report that ethical cultures around the world...
Changing Audit Firms: 7 Steps to Streamline Your Auditor Transition
Most companies change audit firms eventually, but the process isn't easy and can present many challenges during and after the...
Companies Say They’re Serious About DEI. So Why Are This Year’s 10-Ks So Short on Detail?
Most companies aren't including DEI and other workforce data in the human capital disclosure sections of their 10-Ks. A recent...
Hackers Are Winning the Cyber War, Largely Because They Target People
Organizations often think about cyber defenses in terms of hardware upgrades, software updates and...
On-Demand Webinars
Use it, Save it, or Lose it: Spring Cleaning Strategies for Information Governance
Spring has sprung, which means it’s time to get your data house in order....
Governance
Companies Say They’re Serious About DEI. So Why Are This Year’s 10-Ks So Short on Detail?
Most companies aren't including DEI and other workforce data in the human capital disclosure sections of their 10-Ks. A recent...
The Crystal Ball in the Boardroom: 2021 Board Agenda Topics
Deloitte's quarterly assessment of board focus finds that diversity, equity and inclusion subjects are a paramount concern for many companies...
10 Best Practices for Nonprofit Corporate Governance
Corporate governance often does not receive the attention it deserves – especially at nonprofits. The following represent 10 key considerations...
The Power of AI in Financial Services Compliance
As the pandemic starts to recede, compliance officers face a Channel Explosion: more data streams than ever before, which makes...
FinCEN’s Registry Will Be a Game-Changer. It Will Also Place an Added Burden on Corporations.
The Corporate Transparency Act (CTA) passed last year mandates FinCEN to establish a national registry of ultimate beneficial ownership (UBO)...
The Intersection of EDD and Banking Cannabis
As the cannabis industry continues to grow, so does its demand for banking services. Brandi Reynolds champions an enhanced due...
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Leadership & Career
“It Lets Me Pass the Flame.” This Virtual Compliance Networking Event Has Connected Hundreds Over the Course of the Pandemic
The monthly compliance networking event Compliance Career Connection has now reached hundreds of professionals across six continents and continues to...
How Far Will You Go?
Throughout one's career, one is often tempted by potential gains to be realized from misconduct. But trading in your honor...
Linear vs. Nonlinear Career Paths
Many believe that professionals know where they want to go and how to get there. But in reality, most of...
Ethics & Opinion
Emerging Markets Were Making Headway with Integrity and Ethics. Then COVID-19 Variants Hit.
According to a recent EY report on integrity in emerging markets, many professionals report that ethical cultures around the world...
On Fairness
One’s sense of fairness is influenced by the unfairness one has experienced. As a single child, I thought my parents...
Rainy Day Fund
Everyone knows to have a rainy day fund. Yet, few people have one, despite the fact that cars break down,...