Resource Library

How do today's top security leaders manage compliance? COMPLIANCE REPORT 2023 Securealities: Managing & Monetizing Multiple Frameworks What's in this report from Coalfire and Omdia: Today’s compliance assessment and assurance demands are continuously evolving and encompass every corner of the economy. The resulting expanded attack surface and compliance-driven costs fall hard on the shoulders of...

Bolster your culture of integrity 2023 UPDATE Hotline & Incident Management Benchmark Report About this report from NAVEX: An efficient and trusted mechanism by which employees can anonymously or confidentially report allegations of suspected or actual misconduct is the hallmark of a well-designed compliance program. Each year, the NAVEX Hotline & Incident Management Benchmark report...

How can we stem the tide of dirty money flowing through financial institutions? Proposal for New Regulation A Plan to Inhibit Significant Money Laundering Offenses and Improve Enhanced Due Diligence About this whitepaper from Robert Mazur:Take a very close look at the dozens of deferred prosecution agreements and indictments pled to by major banks when...

Use data from peers to maximize the ROI of your compliance program Gain Actionable Insights 2023 Hotline & Investigation Management Benchmark Report About this report from Ethico: Get actionable insights based on the state of compliance programs across multiple industries in Ethico's latest Ethics and Compliance Hotline & Investigation Benchmark Report. With concrete data points,...

U.S. securities class actions against foreign companies continue to target Chinese firms 2022 Developments U.S. Securities Fraud Class Actions Against Non-U.S. Issuers What’s in this report from Dechert:Tracking with trends since 2020, the majority of non-U.S. issuer securities fraud class-actions lawsuits filed in 2022 targeted companies headquartered or principally located in China. Lawsuits against Chinese...

The year that was in FCPA & anti-corruption efforts 2022: A Year in Review FCPA Enforcement & Anti-Corruption Developments What’s in this report from Paul, Weiss:After a quiet 2021, FCPA enforcement, whether measured by the number of DOJ and SEC corporate enforcement actions or total penalty amount, increased markedly in 2022, although it still fell...

Making money *and* doing the right thing Survey Report The Evolution of ESG & Impact Investing: Are You Ready? What’s in this report from JTC and OpportunityDb:Despite headlines to the contrary, investor perceptions toward ESG and impact investing continue their positive upward trajectory, though misunderstandings persist, according to a survey of nearly 300 advisers, fund...

Understanding the impact of regulatory challenges Survey Report 2023 State of Regulatory Compliance What’s in this report from Regology:As the regulatory landscape continues to evolve at a rapid pace, compliance professionals are coping with an increasingly difficult job, and a new survey from Regology reveals how compliance teams are handling the changes. For the report,...

Industry experts predict the risk and compliance trends we're likely to see in 2023 eBook Top 10 Trends in Risk & Compliance for 2023 About this ebook from NAVEX: The 2023 Top 10 Trends in Risk and Compliance provides you with guidance on where to focus initiatives and resources for the year ahead. It is...

DOJ leaders provide insight into agency's plans. Analysis of Recent Statements DOJ Shaping the Future of Corporate Criminal Enforcement What’s in this whitepaper from Tom Fox:Along with the recent update to the DOJ’s “Evaluation of Corporate Compliance Programs” document, compliance practitioners can take their cues from two recent speeches by high-ranking DOJ officials, both at...

Keeping up with 2023 changes to DOJ guidelines. Additions, Deletions & Changes From 2020 2023 Evaluation of Corporate Compliance Programs What’s in this whitepaper from Tom Fox:In March, the DOJ released a highly anticipated 2023 update to its “Evaluation of Corporate Compliance Programs” document (ECCP), which was most recently revised in 2020. ECCP should be...

Sanctions start high and stay high 2022 Year in Review Economic Sanctions and AML Developments What’s in this report from Paul, Weiss:A central theme of the global financial landscape in 2022 was the U.S. government’s sanctions, AML and export control authorities' forceful response to Russia’s invasion of Ukraine. Following a “start high/stay high” strategy, the...

Align risk reduction efforts by bringing together third-party and cybersecurity functions White Paper Unify Third-Party Risk & Cybersecurity for Sustainable Resiliency About this white paper from ProcessUnity: Unifying third-party risk and cybersecurity brings together teams that share security goals, increasing efficiency and resiliency throughout the organization. To achieve unification, you must align internal and external...

How well-prepared is your organization to fight corruption? Most Companies Enhancing Anti-Corruption Programs 2023 Global Anti-Corruption Survey What’s in this report from AlixPartners:With global economic uncertainty continuing, many observers fear companies will turn to unscrupulous or even illegal activities to bolster their bottom line. But a new survey from AlixPartners finds that the threat of...

Did your business pay all its bills last year? You might be in the minority. Financial & Legal Challenges Persist State of Credit Risk What’s in this report from Creditsafe:Large businesses had the hardest time paying their suppliers in 2022, according to an analysis by online credit score provider Creditsafe, as firms of all sizes...

Is your business prepared for permacrisis? Drivers of Civil Unrest Strikes, Riots & Protests Expected to Test Business Resilience What’s in this report from Allianz Global Corporate & Specialty:Anger over growing social inequity and the rising cost of living, foundering faith in institutions and a rise in activism and environmental concerns will fuel ongoing strikes,...

What's to come this year? Demands for heightened oversight of employees, subsidiaries and third parties 2023 Update Global Bribery and Corruption Outlook What’s in this report from Hogan Lovells:For their annual analysis of regional and industry-specific developments in the area of bribery and corruption prevention, Hogan Lovells’ authors keep coming back to two words: good...

Podcaster and compliance expert Tom Fox digs into the details of a recent Delaware Chancery Court decision and how it could change everything for chief compliance officers.

Global legal & risk forecast shows economic issues rising The Year Ahead Global Disputes Forecast 2023 What’s in this report from Baker McKenzie:Cybersecurity and data disputes are likely to be the biggest risk to organizations in 2023, according to a Baker McKenzie survey of 600 senior legal and risk leaders from large organizations in the...

Litigation trends for 2023: What do in-house counsel expect? Perspectives From Corporate Counsel 2023 Annual Litigation Trends Survey What’s in this report from Norton Rose Fulbright:Across industries, corporate counsel faced an increase in regulatory disputes in 2022, and 2023 is expected to be another busy year, as agencies step up their enforcement of cybersecurity, white-collar...

Learn more about how compensation can reinforce compliance culture (or not) Encouraging Good, Discouraging Bad Incentives in Compliance What’s in this report from podcaster and compliance expert Tom Fox:Many companies overlook the importance of compensation and incentives when it comes to reinforcing the compliance program and instilling a culture of compliance. They do so to...

Go inside Honeywell's profit-sharing/bribery scheme Profit Sharing as Bribery The Honeywell FCPA Enforcement Action What’s in this report from podcaster and compliance expert Tom Fox:Honeywell International’s U.S.-based subsidiary settled an FCPA enforcement action with the DOJ and SEC, coughing up criminal penalties of about $79 million. Podcaster and FCPA expert Tom Fox digs into the...

Something rotten in Denmark: Unpack the $2B settlement Danske Bank made with the U.S. government DOJ, SEC Settlements & Fines Money Laundering at Its Finest What’s in this report from podcaster and compliance expert Tom Fox:A U.S.-led investigation into Danske Bank ended late last year with the announcement of a $2 billion-plus fine and guilty...

2022 was an active year for antitrust enforcement; what will 2023 hold? Where Do We Stand in 2023? The State of U.S. Antitrust Enforcement What’s in this report from law firm Paul | Weiss:This year may prove to be a watershed one for antitrust enforcement, as the Biden Administration is expected to release new merger...

Companies continue to make strides in ESG reporting. Deloitte Analysis How Well-Prepared Are Companies for ESG Reporting? What’s in this report from Deloitte:A new survey from global consulting firm Deloitte shows that while public companies are making progress in building their ESG reporting infrastructure, challenges remain. According to the company’s survey, nearly 3 in 5...

Economy, cybersecurity, ESG disclosures will dominate 2023 for directors. Top Five Risk Trends for Boards Directors & Officers Insurance Insights 2023 What’s in this report from Allianz Global Corporate & Specialty:Recessionary fears, cybersecurity and impending requirements for ESG disclosures are the top risks facing corporate boards and officers in 2023, according to a report by...

Find out how a three-time convicted FCPA violator, ABB, managed to avoid having a monitorship imposed. A Win for Compliance ABB FCPA Resolution What’s in this whitepaper from Tom Fox:Tom Fox digs into the recently announced DOJ resolution with Swiss construction company ABB over accusations that it violated the FCPA. Simple enough, right? Maybe not...

Insights from 1,300+ experts in data scraping detection and prevention. NewtonX Data Extraction Prevention Best Practices What’s in this whitepaper from NewtonX:Despite U.S. state and international laws aimed at reducing the amount of consumer data companies can store, a new survey by research firm NewtonX finds that only 42% of organizations have formal strategies in...

Keep up with FCPA enforcement, including actions against a commodity trader, a tech firm and a steel manufacturer. Hughes, Hubbard & Reed FCPA & Anti-Bribery Fall 2022 Alert What’s in this whitepaper from Hughes, Hubbard & Reed attorneys:Hughes, Hubbard & Reed attorneys take a comprehensive view of the most important global anti-bribery cases and recent...

Just like the Brooklyn Bridge, an effective anti-corruption compliance program is no accident. Explore compliance through a structural engineering lens. A World Tour of Great Structures Great Structures in History & Compliance What’s in this whitepaper from Tom Fox:In this in-depth history lesson, Tom Fox explores what some of the most recognizable sites and landmarks...