Resource Library

Private funds market grows increasingly unpredictable Second annual report 2024 Investment Funds Outlook What’s in this report from Barnes & Thornburg: Law firm Barnes & Thornburg released its second annual investment funds outlook report, which draws on insights from 138 limited partners (LPs), general partners (GPs) and service providers at leading PE, VC, hedge fund,...

Fund managers recognize benefits of reducing racial & gender bias 2023 data Annual Asset Management Impact Report What’s in this report from Illumen Capital: Studies show that as stressors increase, individuals are more likely to rely on their biases when making decisions. This tendency is pronounced in the asset management industry during periods of high...

Boeing (and the DOJ) need to get it right this time Whitepaper The Boeing Saga What’s in this whitepaper from Tom Fox: When it comes to corporate accountability, few cases are as significant as the ongoing litigation involving Boeing. Since the 737 Max safety scandal erupted in 2021, the company has been embroiled in a...

Understanding content distribution in high compliance and high stakes training eBook Distributing High Compliance Training Into Customers’ Systems What’s in this eBook from Rustici Software: You invest a lot of time and energy in creating high compliance and regulatory training for your partners and customers. Chances are, you want to make it as easy as...

What's happening with shareholder proposals during proxy season? 2024 report Trends & Updates From Proxy Season What’s in this report from Freshfields: The number of shareholder proposals continued to increase in 2024, with most proposals falling into the social category, according to Freshfields’ 2024 proxy season report. The report highlights continuations of trends from last year,...

Antifragility: Risk as a driver for success Special look at the Americas: 2024 report Global Risk Landscape 2024 What’s in this report from BDO: BDO’s newly released 2024 global risk report found that 84% of business leaders say the global risk landscape is now more defined by crisis than at any time in recent memory.   The report, which...

Business leaders increasingly thinking about how to keep pace with AI Survey Seven Dimensions of Successful Business Transformation What’s in this report from global law firm Mayer Brown: A new survey by international law firm Mayer Brown has revealed that business leaders are increasingly aware about their organizations’ ability to keep pace with developments in...

Closing the speak-up gap Report 2024 Ethical Culture Report What’s in this report from Ethisphere: Ethisphere's 2024 Ethical Culture Report examines the gaps between speak-up awareness, intent and execution, exploring: How speak-up gaps differ within workplaces by gender, ethnicity and tenure How organizations can create greater psychological safety across the workplace to close gaps in...

The importance of triage & investigative protocol Whitepaper 5 Steps to More Compliant, Effective Investigations What’s in this whitepaper from Case IQ and Tom Fox: With recent federal announcements, policies and subsequent court cases, compliance professionals are feeling the pressure in the investigative phase of any FCPA or other federal matter. Planning your investigation, having...

Build a digital communications governance (DCG) strategy to fit your mobile communications compliance needs eBook Top 5 Mobile Compliance Best Practices What’s in this eBook from Theta Lake: The message from regulators is clear: Having an off-channel policy for mobile communications is not good enough. To drive better policy, record-keeping, supervision and improved productivity, organizations...

Do you need to review and update your whistleblower policies? 2024 Report Whistleblowing & Incident Management Benchmark Report What’s in this report from NAVEX: With a surge in employee voices, benchmarking your hotline and incident management data is not just important — it’s your key to staying ahead of risks and cultivating a robust, compliant...

Ethical cultures outperform topline metrics and reduce risk 2024 Report Benchmark of Ethical Culture What’s in this report from LRN: Ethical culture is both an organizational risk and a company’s most effective control. LRN’s research found that companies with the strongest ethical cultures outperform across a variety of traditional business metrics and experience less risk....

Implement a best-in-class compliance platform without minimizing your outbound marketing reach. eBook How to Manage Contact Compliance Without Compromising Outreach What’s in this eBook from Gryphon.ai Sometimes organizations believe that by implementing a contact compliance solution, they will sacrifice their marketing outreach database, therefore limiting the success of marketing campaigns. However, that does not have...

Culture proving increasingly relevant in management disclosures Third Annual Report Human Capital Disclosure Report What’s in this report from Seyfarth Shaw: Law firm Seyfarth Shaw’s third annual human capital disclosure report analyzes the human capital management disclosures of 200 S&P 500 companies across 10 industries. The SEC requires publicly listed companies to provide disclosures describing the...

‘Super-cycle’ election year elevates risk to businesses Whitepaper 2024 Political Violence Risk Report What’s in this report from Allianz Commercial: This year’s unprecedented “super-cycle” of elections — almost half the world’s population will go to the polls — is raising security concerns in many countries, from the U.S. to Europe, Africa and South America, according...

Protect against costly violations and safeguard your brand Ultimate Guide SMS/Text Messaging Compliance What’s in this eBook from Gryphon.ai: Under the Telephone Consumer Protection Act (TCPA), all marketing calls and text messages are subject to government regulation. More specifically, the TCPA “restricts the making of telemarketing calls and the use of automatic telephone dialing systems...

What comes first, compliance or enforcement? 2024 Report Latin American Corruption Survey What’s in this report from Miller & Chevalier: Corruption remains pervasive throughout Latin America despite sustained efforts to criminalize, investigate and prosecute misconduct, according to Miller & Chevalier’s survey. In fact, corporate compliance — not enforcement — is the key driver for addressing...

Reducing Off-Channel Communications and Improving Reconciliation 2024 Report More Than a WhatsApp Issue What’s in this report from Theta Lake Unlock the full potential of your Unified Communications and Collaboration (UCC) tools while effectively managing the complexities of regulatory compliance with ease. This white paper dives deep into the evolving landscape of digital communication governance....

What are investors focused on as shareholder meeting season kicks off? Shareholder priorities 2024 Shareholder Meeting Agenda What’s in this report from BDO: Over the past year, public companies entered a new age of disclosure, where the margin of error has virtually disappeared in the eyes of many stakeholders. 2023 saw the introduction of major...

Catching up with compliance professionals at a pivotal industry moment 2024 survey State of Regulatory Compliance What’s in this report from Regology: This year’s findings reveal a sector at a pivotal moment, facing rapid regulatory changes and the transformative potential of technology. With participation from diverse industries and roles, including compliance managers and chief compliance...

Prevent costly Do Not Call and TCPA violation fines and prevent damage to your brand reputation. 2024 Report The Comprehensive Marketing Compliance Checklist What’s in this report from Gryphon.ai When considering your business outlook for 2024, have you accounted for the laundry list of ever-changing marketing compliance regulations that your sales organization must follow to...

Top corporate oversight trends that boards will be focused on this year Ninth annual report Global Corporate Governance Trends for 2024 What’s in this report from Russell Reynolds Associates: Corporate governance is dynamic. Boards and the businesses they oversee face new challenges and opportunities — and new demands from their stakeholders — each year. To...

AI, ESG & intellectual property expected to power litigation trends in 2024 2024 edition Commercial Litigation Outlook What’s in this report from Seyfarth Shaw: Emerging technologies and contentious business issues, including artificial intelligence, ESG and intellectual property, will be focal points of litigious disputes in the coming year, according to Seyfarth Shaw’s annual commercial litigation...

What’s driving the evolution of financial crime compliance? Market impact report Evolution of Financial Crime Compliance: The People & Tech Imperative What’s in this report from AML RightSource & HFS Research: While financial services firms have been some of the earliest and most extensive adopters of cutting-edge technologies, a scarcity of skilled talent, organizational silos...

Organizations prioritizing cost reduction while ensuring regulatory adherence Annual report True Cost of Financial Crime Compliance What’s in this report from LexisNexis Risk Solutions and Forrester Consulting: Financial crime compliance costs have increased for almost every organization, according to research by LexisNexis and Forrester Consulting, which found that the total cost of fincrime compliance in...

LRN shares 10 years of insights into ethics & compliance programs — and benchmarks to evaluate your program Report 2024 Global E&C Program Effectiveness Report What’s in this report from LRN: LRN's "2024 Ethics & Compliance Program Effectiveness Report" validates a central lesson from over 10 years of primary research — values-based programs are not...

2024 promises shifting dynamics in election year Global Analysis 2024 Bribery & Corruption Outlook What’s in this report from Hogan Lovells: Voter power will have a major impact on 2024, as elections take place in jurisdictions that make up almost half the world’s population, around 4 billion people. The economic and geopolitical effects of this...

ESG programs & tech expand, but gaps remain between safety intent and achievement 8th Annual Report Process Safety Report What’s in this report from Sphera: Sphera, a provider of ESG performance and risk management software, data and consulting services, surveyed 239 process safety management and operational risk management professionals from around the world to delve...

Recordkeeping failures continue to generate fines What’s in Store for 2024 Digital Communications: Governance, Compliance & Security Report What’s in this report from Theta Lake: The 2023/24 report is based on the views and experiences of over 600 IT and compliance professionals with, this year, an exclusive focus on global financial services. It provides an...

KPIs, policies & procedures and integrated risk management frameworks Whitepaper ESG, ERM & Compliance Reporting What’s in this whitepaper from CCI and author Ximena Restrepo: While some U.S. organizations have taken a proactive approach assessing environment, social and governance (ESG) risks, many still struggle to incorporate these risks into their existing compliance, legal and enterprise...