The SEC Is at the Front Desk. Cooperate or Resist?
In recent years, the SEC has planted a lot of carrots, telling companies over and over again that cooperation with commission investigations is one of the best ways to avoid harsh penalties. But corporate leaders are still left to calculate the risk and reward of proactive engagement with enforcement authorities whose proceedings pack a punch. For organizations that have resolved to make things easier on themselves by making things easier on the SEC, Lindi Jarvis and Edurne Sistiaga of FTI Consulting consider what cooperation even looks like.
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