Increased regulation of cryptocurrencies by the Securities and Exchange Commission (SEC) appears imminent. But details, scope and timing are up in the air. Three crypto experts weigh in with their take.
In a recent assessment, CFTC and FinCEN found the virtual currency exchange BitMEX lacked a number of licenses and had inadequate KYC, AML and CIP practices, among other infractions. The exchange incurred a $100 million penalty...
Even before the Pfizer COVID-19 vaccine received full FDA approval, legal challenges to employer or government vaccine mandates were unlikely to be successful. One judge has already ruled in favor of defendants, while others are pending....
When it comes to COVID-19 and HIPAA, many misunderstand the law’s scope and purview, especially in a professional setting. Privacy attorney K Royal dispels common misconceptions within.
Announced in April, the Australian financial regulator's CP 340 goes into effect in October. ASIC's breach reporting update is going to make life more difficult and potentially more confusing for compliance officers at financial institutions across...
Navex Global VP Karen Alonardo has worked in the ESG space for decades. She has a simple message for companies just beginning to report: Start small and focus on what matters. Environmental, social and governance (ESG)...
In many spheres, PCI DSS is like the law of gravity: It affects just about everything. PCI DSS 4.0, the...
Even before the Pfizer COVID-19 vaccine received full FDA approval, legal challenges to employer or government vaccine mandates were unlikely...
The past 12 months have seen a surge in proposals and voting trends related to environmental, social and governance (ESG)...
When it comes to COVID-19 and HIPAA, many misunderstand the law’s scope and purview, especially in a professional setting. Privacy...
Data security principles codified in cybersecurity protocols like GDPR, CCPA, PCI DSS and others...
The past 12 months have seen a surge in proposals and voting trends related to environmental, social and governance (ESG)...
From investigation to insurance eligibility, authors Edward Glickman, Scott Sherman and Josh Lewin describe a few scenarios you can expect...
When companies are tasked with investigating the alleged misconduct of current or former officers and directors at the urging of...
While they did identify examples of shocking activity, Buzzfeed's and ICIJ's FinCEN Files didn't necessarily expose widespread wrongdoing, as its...
Low code software development will hasten some builds but hamstring others. Before incorporating these tools into your go-to-market strategy, take...
Financial institutions can leverage machine learning to make an array of functions faster, more accurate and more efficient. But deployment...
Mental health challenges experienced in the workplace are often, by default, suppressed. But patches of sunlight are shining through the...
Integrity is priceless. We need leaders who model what they believe and who practice what they preach. Advocating for the...
Finding herself on the wrong end of the proverbial pink slip, compliance pro Gwen Hassan struggled to determine exactly what...
Simply "having" a code of conduct will not mitigate risk on its own. It requires constant upkeep, fresh training and...
Writing as “The Ethical Leader,” Yan Tougas draws on 15 years of experience as a compliance & ethics officer at...
As Kabul falls under the control of the Taliban and our leaders again fail to do the right thing, I...
