Leadership and Career
The most effective resumes follow a certain formula. Maurice Gilbert, Managing Partner at Conselium Compliance Search, offers insight into how to quickly spot top candidates when reviewing resumes. Having recruited compliance professionals for 18 years, several of my hiring authorities...
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The world is in better shape than we might think – an encouraging thought at the outset of a new decade. Linda Henman asserts that worry and a victim mentality impair our ability to take necessary risks. When conducting research...
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Mariette Cutler, Managing Director of The Risk Navigation Group, discusses how relative inexperience in the audit profession can be a real asset – salve to the souls of those still gaining a footing in the GRC space. Early morning paired...
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“Culture” is a seven-letter word that has gained traction in the C-suite and boardroom. As Protiviti’s Jim DeLoach explains, more than ever, senior executives and directors are acutely aware that culture plays a role in delivering outcomes – both good...
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Reputation and crisis specialist Michael Toebe discusses the “stink test,” a practical technique for analyzing and making decisions in the corporate world. Well-formed decision analysis is not only a necessary, critical process; it is, if done expertly, far smarter, improved...
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Vault Platform CEO Neta Meidav explores how to create a “speak up” culture in the workplace – one that ensures employees don’t fear retribution if whistleblowing or reporting harassment. Though the roots of #MeToo trace back upward of a decade,...
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Audrey Harris, partner and co-chair of Mayer Brown’s global anti-corruption & FCPA practice, talks all things anti-corruption – from Jay Clayton’s critique of regulators’ lackluster enforcement to the next frontier of compliance. CCI: Tell us about your background. How did...
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While she was in Maryland recently for a conference, CCI caught up with Amii Barnard-Bahn, recently described by Forbes magazine as “one of the top coaches for legal and compliance executives.” Barnard-Bahn, a Fellow at the Harvard Institute of Coaching...
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Mary Shirley of Fresenius and the Great Women in Compliance podcast offers solid guidance for professionals new to compliance. The interviewing process can be daunting -- but will be less so with advice from Mary. Your hard work tailoring applications...
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When you allow circumstances to define you, you lose the ability to respond objectively – and effectively – to a crisis. Linda Henman offers two contrasting examples of crisis management in practice: Merck missed the mark, but Tylenol triumphed. While...
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MetricStream’s COO, Gaurav Kapoor, discusses how the Chief Risk Officer’s role is changing; CROs are finding themselves increasingly focused on enabling growth while simultaneously ensuring stability. It’s a global trend: Consumers and investors are demanding better standards of corporate governance...
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Looking for your first job when fresh out of college can be a demoralizing experience. Just finding suitable roles to apply for can be a herculean task in and of itself. So, when you do get an opportunity befitting an...
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- Kit Mun Chan, Lau Kean Chong, Chong Poui Fan, Binji Lu, and Youn Chien Wong February 21, 2020SEC Obtains Judgments Against Market Manipulators
- Navellier & Associates, Inc., and Louis Navellier February 20, 2020SEC Obtains Partial Summary Judgment Against Investment Adviser and Principal for False and Misleading Marketing of Investment Strategies
- Emmanuel Kouyoumdjian (a/k/a "Manny K") February 20, 2020SEC Obtains Final Judgment Against Unregistered Broker
