Leadership and Career
While she was in Maryland recently for a conference, CCI caught up with Amii Barnard-Bahn, recently described by Forbes magazine as “one of the top coaches for legal and compliance executives.” Barnard-Bahn, a Fellow at the Harvard Institute of Coaching...
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Mary Shirley of Fresenius and the Great Women in Compliance podcast offers solid guidance for professionals new to compliance. The interviewing process can be daunting -- but will be less so with advice from Mary. Your hard work tailoring applications...
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When you allow circumstances to define you, you lose the ability to respond objectively – and effectively – to a crisis. Linda Henman offers two contrasting examples of crisis management in practice: Merck missed the mark, but Tylenol triumphed. While...
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MetricStream’s COO, Gaurav Kapoor, discusses how the Chief Risk Officer’s role is changing; CROs are finding themselves increasingly focused on enabling growth while simultaneously ensuring stability. It’s a global trend: Consumers and investors are demanding better standards of corporate governance...
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Looking for your first job when fresh out of college can be a demoralizing experience. Just finding suitable roles to apply for can be a herculean task in and of itself. So, when you do get an opportunity befitting an...
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A CCO’s most valuable resource is time. But with high expectations and limited resources to do the job well, CCOs can quickly become overwhelmed. Michael Volkov provides a framework for dealing with some of the role’s greatest challenges. Chief compliance...
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We are pleased to share a recent interview between Hanzo’s Sean Freidlin and compliance expert Elizabeth O’Keefe. Sean and Elizabeth cover a lot of ground, including the traits that make a strong compliance officer and digging deeper to carry compliance...
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Many companies have clear strategies in place to increase diversity and inclusion (D&I) among leaders, but it remains unclear how these policies are making change. Deloitte’s Sandy Cockrell and Carol Larson discuss CFOs’ increasingly important role in championing D&I. Diversity...
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Linda Henman offers some guidance on making the kinds of decisions that keep senior leaders awake at night. Among this sage advice: consensus isn’t all it’s cracked up to be and it’s probably time to put those sacred cows out...
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The way a leader responds amid uncertainty says a lot about his or her tolerance for ambiguity. Linda Henman explains why those who enjoy an element of ambiguity make decisions differently than those who can’t tolerate it. Most humans hate...
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CCI interviews Laurie Duchateau of Buck, an integrated HR and benefits consulting, administration, and technology services provider. Laurie discusses her start in compliance and what needs Buck is meeting in the ever-evolving benefits compliance space. Corporate Compliance Insights: How did...
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Linda Henman presents six lessons from a calculated risk-taker, WWII Lt. Col. James Doolittle, whose leadership changed the course of history.
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- John Special, Defendant, and Michael Murphy, Relief Defendant, John Kenneth Davidson December 12, 2019SEC Obtains $3 Million Settlement in Insider Trading Action
- Palm Beach Atlantic Financial Group, LLC and William A. Smith December 11, 2019SEC Charges Florida Resident and His Corporate Entity for Fraudulent Securities Offerings
- Nanotech Engineering, Inc., Michael James Sweaney (also known as Michael Hatton), David Sweaney, and Jeffery Gange December 11, 2019SEC Obtains Asset Freeze to Halt Alleged Offering Fraud
