Oracle: FCPA Recidivist
Breaking down the FCPA allegations against technology company Oracle Corp. Unpacking Oracle FCPA Enforcement Action Oracle: FCPA Recidivist What’s in ...
Tag: SEC
Are You Ready for Stepped-Up Pay Vs. Performance Requirements in 2023 Proxy Season?
Most public companies will be required to disclose details about executive compensation starting with next year’s proxy statements, under rules ...
Time’s Almost Up: Are You Ready for the SEC’s New Marketing Rule?
The SEC’s marketing rule came into effect May 4, 2021. Since then, registered investment advisers (RIAs) have had an 18-month ...
Public Company Audit Inspections Are Coming. Will Your Company Be Affected by New Focus Areas?
Public companies could face a series of indirect ramifications related to updated focus areas for the nonprofit board that oversees ...
Recent SEC Charges Suggest CCOs Have Target on Their Backs
The SEC’s prosecution of chief compliance officers remains a fraught and controversial topic. A recent announcement of an enforced settlement ...
With Redefined Risks, GCs Must Redefine Their Role
New global research from Morrison & Foerster reveals that GCs want to be evaluated on how effectively they protect their ...
Can Regulators Keep Up With Innovation?
Disruptive technologies like AI, cryptocurrency, biometrics and blockchain have taken the world by storm, but fintech regulations have struggled to ...
Reading the Tea Leaves: FCPA Enforcement Trends Send Mixed Signals
Though it’s taken a while to gain steam, the Biden Administration’s approach to FCPA enforcement is becoming clearer. But as ...
CUBE Analysis: Lack of Regulatory Standardization Delays Meaningful Climate Action
A lack of global standardization for climate-related financial regulation has created a confusing, disconnected and easy to ignore cross-border compliance ...
When It Comes to Climate Disclosures, SEC and FTC Speak Different Languages
Expanded climate reporting will likely tempt marketing teams to try to capitalize on favorable climate performance as disclosed in reporting. ...
Q&A: The SEC Would Love to Regulate Cryptocurrencies, But So Far, Their Efforts Are Hobbled. What’s the Current and Future State for Investment Managers?
President Joe Biden signed an executive order March 9 intended to instill consumer protection and financial stability, prevent illicit uses ...
SEC is Poised to Clear the Air on ESG Reporting. That Means Your Company Has Less Than Six Months to Prepare.
Standardized rule-making on climate disclosures has lagged in the U.S. But no more. Observers like Karen Alonardo of NAVEX Global ...
