Reading the Tea Leaves: FCPA Enforcement Trends Send Mixed Signals
Though it’s taken a while to gain steam, the Biden Administration’s approach to FCPA enforcement is becoming clearer. But as ...
Tag: SEC
When It Comes to Climate Disclosures, SEC and FTC Speak Different Languages
Expanded climate reporting will likely tempt marketing teams to try to capitalize on favorable climate performance as disclosed in reporting. ...
Q&A: The SEC Would Love to Regulate Cryptocurrencies, But So Far, Their Efforts Are Hobbled. What’s the Current and Future State for Investment Managers?
President Joe Biden signed an executive order March 9 intended to instill consumer protection and financial stability, prevent illicit uses ...
SEC is Poised to Clear the Air on ESG Reporting. That Means Your Company Has Less Than Six Months to Prepare.
Standardized rule-making on climate disclosures has lagged in the U.S. But no more. Observers like Karen Alonardo of NAVEX Global ...
Will Proposed SEC Cybersecurity Disclosure Rules Enhance Defenses or Hamper Responses? There’s Still Time to Assess and Comment.
Proposed rules relating to incident reporting aim to improve cybersecurity in public companies, but FTI Consulting’s Jordan Rae Kelly suggests ...
More Focus on ESG Means More Scrutiny, Litigation and Enforcement, Too
A focus on ESG can seem tempting and, increasingly, mandatory for boards of directors. Those companies that make statements and ...
SEC Proposes New Cybersecurity Risk Management Rules for Investment Advisers and Funds
New rules proposed by the Securities Exchange Commission could change the way the advisors and funds communicate cyber risk to ...
A Practical Approach to SOX Readiness
Companies that enter the public market have one thing in common: They must comply with the Sarbanes-Oxley Act of 2002 ...
CUBE Analysis: Lack of Regulatory Standardization Delays Meaningful Climate Action
A lack of global standardization for climate-related financial regulation has created a confusing, disconnected and easy to ignore cross-border compliance ...
Paul, Weiss 2021 FCPA and Anti-Corruption Enforcement Developments
FCPA enforcements fell in 2021 to their lowest in a decade, but many signs point to a rebound in FCPA ...
Can Regulators Keep Up With Innovation?
Disruptive technologies like AI, cryptocurrency, biometrics and blockchain have taken the world by storm, but fintech regulations have struggled to ...
Trends in White Collar Crime Enforcement: Looking Back on 2021 and Ahead to 2022
2022 will probably be a lot like 2021, only more so. With most key federal positions filled, the Biden Administration ...
