2 Surprises from the SEC’s New Fair Value Rule
The SEC recently adopted the Fair Value Rule, requiring fund investments to be fair valued where market quotations are not ...
The SEC recently adopted the Fair Value Rule, requiring fund investments to be fair valued where market quotations are not ...
With Biden’s inauguration around the corner and additional political appointments on the horizon, what can corporate compliance officers and in-house ...
Recent updates by the SEC to reporting requirements are meant to elicit improved disclosures. McCarter & English partner Peter Campitiello ...
Nutter McClennen & Fish’s Mark Jensen and Ian Roffman address the SEC’s recently issued rules for the use of derivatives. ...
A recent SEC settlement with Interactive Brokers underscores the need for true commitment to compliance. Guidepost Solutions’ Megan Prendergast Millard ...
Consider the Herbalife FCPA enforcement action a case study in why multiple redundancies are important. Unless the whole of the ...
Ron Kral offers an analysis of the SEC’s recent order against BorgWarner, charged for making material misstatements by failing to ...
Kroll’s Jordan Strauss, Mariellen Davies-DeMarco and Alyssa Heim discuss what they view as the most significant threats to good governance ...
Swiss pharmaceutical giant Novartis has recently been on the receiving end of two significant enforcement actions: the first for violations ...
Morrison & Foerster’s James Koukios and Amanda Aikman examine 10 ways in which the anti-corruption compliance landscape changed dramatically in ...
Given the far-reaching effects of the coronavirus pandemic, shareholder meeting season this year is far from business as usual. BDO’s ...
Eversheds Sutherland partners with Smarsh to focus on enforcement actions in key areas that are already presenting significant challenges to ...
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