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Using AI to Elevate Supply Chain Due Diligence? Don’t Forget to Pair It With Human Analysis.
Computer programs can’t queue in line to retrieve information from local offices
AI Promises to Be a Wild Card for FinServ Industry
Regulators are taking a keen interest in how firms deploy AI
New Report Reinforces Generative AI’s Capacity to Enable Fraud at Scale
AU10TIX reveal details of mega-attack involving thousands of AI variations of single passport
Court Moves Leave CTA Enforcement Up in the Air
Companies formed at the start of 2024 face fast-approaching deadline
Supply & Demand: New US Law Provides FCPA Counterpoint by Targeting Foreign Public Officials for Bribery
For all its many benefits and demands on corporations, the FCPA tackles only one side of the bribery and corruption equation: the offer or payment of a bribe. A new law seeks to address that by giving American authorities the ability to criminally charge foreign officials who solicit or accept bribes. A trio of experts...
Recent FCPA Action Highlights Corruption Risks in Customer Relationships
Potentially risky connections can be common in commodities, insurance & financial industries
Why Building a Holistically Competent Compliance Function Means Looking Beyond Lawyers
A multidisciplinary approach is a better option for staffing your compliance & ethics team
Primary Markets Abuse: High Stakes and High Consequences for Investment Banks
Agencies signal that random monitoring is not enough
In the Mix: FinCEN’s Lack of Regulatory Clarity Shakes Blockchain Industry
Proposal could lead to de-risking of customers not tied to traditional mixers
SEC Climate Disclosure Rules Finally Come Out; Scope 3 Emissions Reporting Not Required
Agency to require Scope 1 and Scope 2 but not Scope 3 emissions reporting
The Glass Ceiling Is Bad Enough. Women in Leadership Also Need to Be Wary of the Glass Cliff.
Female executives often brought in because of perceived soft strengths
Family Caregivers Account for About 1 in 5 Workers; Supporting Them Means Doing More Than Handling FMLA Requests
An estimated 20% of the U.S. workforce are family caregivers outside of work, meaning they provide assistance for a parent or other adult family member. As the Baby Boomer generation continues to age (and with Generation X hot on their heels), the ranks of family caregivers in the American workplace will only continue to rise....
California’s Sweeping Climate Disclosure Laws Facing Court Challenge, But That Doesn’t Mean You Can Disregard Them
Digging into merits of business groups’ case against state’s controversial new rules
What Is Carbon Accounting & How Can Companies Prepare?
Organizations often confused about who owns carbon reporting
The Evolution of Data Privacy Legislation in the Middle East
Comprehensive Saudi law most recent in region
SEC Broadens Definition of ‘Dealer’
Family offices, registered investment advisers & private funds could all be included in expanded designation
Fraud Fears on the Rise in UK Amid Tightening Economic Conditions
Business leaders rate economy as highest ethical risk factor for 2024
5 Key Insights From the 2024 Ethics & Compliance Program Effectiveness Report
As geopolitical events, new technology and regulatory developments increase the severity and frequency of risks, E&C programs are focused on their risk mitigation efforts. As LRN's Susan Divers explores, a central lesson from over 10 years of primary research is that values-based programs are not only the most effective but also correlate strongly with reduced...
Data Protection Demands Complicate CTA Compliance
As the calendar rolled over into 2024, a new reporting obligation went into effect for millions of American companies, the Corporate Transparency Act. A trio of experts from Lowenstein Sandler explore the privacy implications of a database of sensitive corporate ownership information.
Navigating the Maze: Who’s Exempt from the Corporate Transparency Act?
List of exceptions to beneficial ownership is long — but complicated
Fasten Your Seatbelts; It’s Going to Be a Bumpy Year
Economic forces, cybersecurity cited as biggest risks for 2024
Black Leadership in the Wake of Supreme Court Ruling
Companies have many tools to increase diversity & belonging that don’t run up against affirmative action concerns
6 Aligned Assurance Strategies for Audit Departments
Audit executives struggle to coordinate assurance work across organizations
4 Audit Angles to Prepare Your HR Team for Rise in EEOC Cases
Organizations know unfairness still exists; how they handle it defines their culture
From Departments of War to the Basement Next Door: The AI-Disinformation Threat to Companies
The evolving threat of AI-based disinformation requires risk mitigation planning to avoid catastrophic reputational damage. As disinformation threats can materialize rapidly, companies must prepare in advance to ensure business resiliency, say Christopher Mason and Ian Oxnevad of Infortal.
Both AI & Personal Touch Needed to Prevent Crises Like Wall Street Fines
Compliant behavior starts at the top
An Emoji Is Worth a Thousand Words — and Maybe a Lawsuit
Tiny symbols increasingly showing up in lawsuits & regulatory actions
Compliance Champions: How to Keep a Beloved Tactic From Going Stale
Ambassador, liaison or champion — whatever term you use, proper incentive is key
New York Strengthens Data Retention & Disposal Requirements
Companies may find existing systems need augmenting to meet new rules
CISOs Can Use New SEC Cyber Rules to Their Advantage
Translate cyber risk to plain business speak