Director, Compliance (Newark, NJ)

Posted by - May 21, 2018
Job description Prudential’s Corporate Compliance organization is seeking an experienced financial services leader to fill a Director, Compliance Officer (CO) role for a registered investment adviser. The CO will run the functional compliance program, which will involve: consultative discussions with business partners, oversight of the execution of a robust compliance…
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Countdown to GDPR by Tom Fox

Countdown to GDPR

Posted by - May 17, 2018
Whether you are ready or not, the European Union (EU) General Data Protection Regulation (GDPR) goes live on May 25, 2018. It will impact companies doing business in London as much as any other EU legislation. To help US companies prepare, Tom Fox has interviewed well-known data privacy and data…
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Director, Compliance (Arlington, VA)

Posted by - March 13, 2018
Job description Position Summary The Director, Compliance will work directly with the Chief Compliance Officer (CCO) and the Compliance Team to support the development, review, and production of processes, standards, policies, and guidelines, which are required to facilitate compliance with regulatory standards. The Director, Compliance will be responsible for managing…
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Book Cover for Volkov's Pointing the Finger

Free eBook: Pointing the Finger: How Corporate Boards Are Dodging Accountability and What Compliance Officers Can Do About It

Posted by - December 18, 2017
New eBook from Michael Volkov Corporate Boards are Due for a Rude Awakening The compliance revolution has had a dramatic impact on important actors in the compliance arena – the rise of chief compliance officers, the redefinition and elevation of chief ethics officers, and a dramatic increase in compliance-related functions…
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business meeting with white board

10 Privacy Risks Every Company Should Prepare for in 2018

Posted by - November 10, 2017
Privacy officers spend so much of their time putting out fires and focusing on operational activities, that they don’t have time to see the trends (and accompanying risks) that are around the corner. Brian Lee and Stephanie Quaranta outline three major risk themes and ten emerging risks that privacy and…
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