Jesse Brown

Jesse Brown is a Compliance Associate in Cordium’s compliance consulting division. Jesse helps investment managers successfully implement and maintain a comprehensive compliance program. His clients utilize a broad range of investment strategies including but not limited to private equity, hedge fund and fund of fund strategies.

Prior to joining Cordium, Jesse worked as an intern focused on due diligence of senior leadership appointments within the Department of Peacekeeping at the United Nations, an intergovernmental organization to promote international co-operation. Previous to the United Nations, Jesse also held an internship with Lapides Asset Management, a SEC-registered investment manager offering value-oriented portfolios of smaller capitalization equities. Jesse comes to Cordium with a growing background in finance and international governance.

Jesse received both a BBA in International Business and an MBA in Financial Management from Iona College.

pile of cryptocurrency coins

The Risk to Investors Despite the proliferation of Bitcoin and other cryptocurrencies, financial regulators have been slow to introduce rules to govern them. Cordium’s Jesse Brown surveys the current state of regulation regarding investment in cryptocurrencies and ICOs and discusses the compliance considerations investors should make before pursuing investments in the crypto space. Cryptocurrency and its applications within the financial industry are...

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Compliance Job Interview Q&A
  • Equal Earth, Inc., et al. June 18, 2019
    SEC Charges Green Energy Company and Two Senior Officers with Offering Fraud Charges
  • Raymond Starker June 18, 2019
    SEC Charges New Jersey Investor with Insider Trading
  • Alton Perkins, et al. June 14, 2019
    SEC Charges North Carolina Businessman and His Companies with Fraudulent Offering Scam

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