(August 4, 2020) – BSI, the business improvement company, today announced the latest findings from its quarterly review of the top global supply chain security, business continuity, food safety and fraud and corporate social responsibility threats and trends. Powered by the Supply Chain Risk Exposure Evaluation Network (SCREEN) tool, BSI found that while COVID-19 concerns remain at the top of the list,...

LONDON (August 3, 2020) – Asset Control and Finmechanics have announced a new technology partnership to provide banks with an accelerated approach to The Fundamental Review of the Trading Book (FRTB) preparedness, both standardized approach and internal models approach (IMA) and other regulatory imperatives. Non-modelable risk factors and profit and loss (P/L) discrepancies, in particular, can be quickly identified and addressed. The...

e-learning program will be offered through the Mongolian Compliance Association to over 10,000 members in compliance-related roles (August 3, 2020) – The International Compliance Association (ICA), the leading professional body for the global regulatory and financial crime compliance community, has partnered with the Mongolian Compliance Association (MCA) to offer a bespoke e-learning program to 12 professional associations and their 10,000+ members in...

Offering Provides Crucial Insight into Financial Health of Vendors and Suppliers  Concord, MA (July 28, 2020) – ProcessUnity, a leading provider of cloud-based applications for risk and compliance management, today launched ProcessUnity Vendor Financial Intelligence (VFI) powered by RapidRatings, the leading provider of financial health assessments and analytics. The addition to the ProcessUnity Vendor Intelligence Suite seamlessly and automatically incorporates RapidRatings’ Financial Health Ratings into ProcessUnity’s Vendor Risk Management platform for...

Webinar: Data Analytics to Revolutionize Anti-Corruption & Anti-Kickback Risk Management Thursday, July 30 | 2:00 PM – 3 PM EST Join KENX and former in-house counsel: Parth Chanda, Founder and CEO of Lextegrity, and Gary Giampetruzzi, Partner at Paul Hastings LLP, for a complimentary webinar on Thursday, July 30, 2020. Global life sciences organizations grapple every day with enormous risks related to...

Which data privacy laws apply to your organization? How can you prepare for e-discovery and information requests? In this guide, Aparavi outlines a best-practices approach to data privacy and compliance. Sponsored As data continues to grow, more and more data privacy regulations are going into effect, and the penalties for violating those laws are increasing. Data compliance can be an overwhelming challenge...

The DOJ and SEC recently released the second edition of the Foreign Corrupt Practices Act (FCPA) Resources Guide, marking the first changes since 2012. Tom Fox discusses their rationale for the update, covering the new hallmark, the FCPA corporate enforcement policy, the accounting provisions and policy and case law updates. Enjoy a sample from this download: The New Hallmark Obviously this 2020...

What have been the overall and specific impacts of COVID-19? This resource from StarCompliance compiles the results of a benchmark industry survey on how the pandemic is affecting the field of financial compliance. Highlights include: The biggest challenges facing compliance teams right now How firms are currently managing their compliance programs How certifications processes and programs are holding up The levels of...

NICE Actimize Enhances SURVEIL-X Holistic Trade Surveillance Solution with Self-Service Analytics for Custom Risk Detection SURVEIL-X Studio enables FSOs to rapidly create, test and deploy custom analytic risk detection models to close regulatory and operational risk gaps Hoboken, NJ (July 20, 2020) – In the world of financial services, regulations and business risks are constantly evolving. Surveillance models that get the job...

Helps Regulated Organizations Strengthen Their Compliance and Risk Posture, Support Remote Workforces Portland, OR and LONDON (July 15, 2020) – Smarsh®, enabling organizations to manage the risk and uncover the value within their electronic communications, today introduced voice recording, transcription and archiving support for Microsoft Teams. Already at the forefront of text-based capture and archiving for Teams, Smarsh now enables clients to confidently adopt another mode of...

Sponsored: Registration now open for two can't-miss webinars from ComplianceLine on July 27 and July 30. Topics include tackling diversity issues in compliance and getting maximum ROI from your compliance solutions vendors. SHRM Continuing Education Units will be awarded for both webinars.  How well-versed are you in issues like workforce diversity, racial equity, and anti-discrimination? Matt Kelly and a panel of experts...