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Corporate Compliance Insights
Home GRC Vendor News

SEC’S Examinations Division Issues Risk Alert on Review of ESG Investing

by Corporate Compliance Insights
April 9, 2021
in GRC Vendor News
SEC’S Examinations Division Issues Risk Alert on Review of ESG Investing

Washington D.C. (April 9, 2021) —  The SEC’s Division of Examinations today issued a Risk Alert to highlight observations from recent exams of investment advisers, registered investment companies, and private funds offering environmental, social, and governance (ESG) products and services.

Click here to see the Risk Alert, and check out everything the SEC has done in Response to Climate and ESG Risks and Opportunities here.


Tags: ESGSEC
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