Washington D.C. (April 9, 2021) — The SEC’s Division of Examinations today issued a Risk Alert to highlight observations from recent exams of investment advisers, registered investment companies, and private funds offering environmental, social, and governance (ESG) products and services.
Click here to see the Risk Alert, and check out everything the SEC has done in Response to Climate and ESG Risks and Opportunities here.
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Intense focus on the environmental prong of ESG is being driven by a constellation of private actors. Institutional investors, in...
