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June 2021
ESG and Compliance Conference
Environment, Social, and Governance (ESG) is no longer an isolated function within a company, nor is it an issue only for publicly traded companies. It’s front and center for organizations of all types and sizes, and it requires the involvement of the compliance team in order to be properly addressed. Much like regulatory risks, managing ESG goals and metrics requires a collaborative effort across multiple units within an organization. Join us on June 17, 2021 for SCCE's ESG and Compliance…
Find out more »Creating Effective Compliance Training Workshop – June
Learn how to create a successful compliance and ethics training program Need some guidance on developing and managing your organization’s compliance and ethics training program? SCCE’s Essentials of Compliance Training Workshop is a brand-new educational opportunity created by compliance professionals for compliance professionals, providing you the insight and support you need to develop, create, and manage your organization’s compliance and ethics training program. This two-day, virtual workshop features live educational sessions that address all aspects of compliance training and provide an in-depth…
Find out more »Compliance Congress for Specialty Products
At the 7th annual Virtual Compliance Congress for Specialty Products, join the compliance community for dynamic discussions on the top risk areas for specialty pharmaceutical companies, including speaker programs, patient support programs, charitable donations, specialty pharmacy relationships, patient advocacy group interactions, mergers and acquisitions, medical affairs activities, drug pricing, transparency and more!
Find out more »How to Comply with the new Beneficial Ownership Requirements
Recent legislation now requires the disclosure of individuals who exert a significant controlling or ownership interest in legal entities when acquiring banking or other financial services. These new requirements are intended to prevent money laundering, corruption, and tax evasion. The webinar will examine the requirements and how your institution can comply. Why Should You Attend New financial regulations require that legal entities include a listing of individuals who have beneficial ownership (ownership or control) over a legal entity. Failure to…
Find out more »EEO-1 Report for 2021
LIVE ONLINE TRAINING COURSE On March 29, 2021, the “EEOC” that is, Equal Employment Opportunity Commission, announced that data collection for 2019 and 2020 EEO-1 Component-1 filing will open on April 26 and that employers will have until July 19, 2021, to submit their data for that year. The EEO-1 report provides the EEOC with data about the size, location, and race, and gender demographics of an employer’s workforce. The period for filing your EEO-1 report is right around the…
Find out more »EEO-1 Report for 2021
LIVE ONLINE TRAINING COURSE On March 29, 2021, the “EEOC” that is, Equal Employment Opportunity Commission, announced that data collection for 2019 and 2020 EEO-1 Component-1 filing will open on April 26 and that employers will have until July 19, 2021, to submit their data for that year. The EEO-1 report provides the EEOC with data about the size, location, and race, and gender demographics of an employer’s workforce. The period for filing your EEO-1 report is right around the…
Find out more »Due Diligence Steps for Form 1099
LIVE ONLINE TRAINING COURSE Learn about changes to the Form 1099 for 2021, including the introduction of a new form (Form 1099-NEC), how to tell the difference between an employee and a contractor, how to use Form W-9 effectively, IRS penalties and ways out of penalties, and how to respond to IRS notices. SESSION HIGHLIGHTS: The basics, including who, issue 1099s, what transactions are reportable, and who gets 1099 Form 1099-MISC and 1099-NEC changes for 2021 Employee vs. Contractor: why…
Find out more »July 2021
Corporate Transactions Forum 2021
Corporate Secretary and IR Magazine’s new event Corporate Transaction Forum brings together corporate development officers, investor relations heads and corporate secretaries to learn about the latest developments in M&A and share best practice on how to increase shareholder value through investment strategy. The current environment has created favorable conditions for some companies to grow (or survive) through corporate M&A activities, and has left other companies more open to the threat of activism. Corporate Compliance Insights members get the chance to…
Find out more »Corporate Transactions Forum 2021
Corporate Secretary and IR Magazine’s new event Corporate Transaction Forum brings together corporate development officers, investor relations heads and corporate secretaries to learn about the latest developments in M&A and share best practice on how to increase shareholder value through investment strategy. The current environment has created favorable conditions for some companies to grow (or survive) through corporate M&A activities, and has left other companies more open to the threat of activism. Corporate Compliance Insights members get a 60% discount off…
Find out more »Corporate Transactions Forum 2021
Corporate Secretary and IR Magazine’s new event Corporate Transaction Forum brings together corporate development officers, investor relations heads and corporate secretaries to learn about the latest developments in M&A and share best practice on how to increase shareholder value through investment strategy. The current environment has created favorable conditions for some companies to grow (or survive) through corporate M&A activities, and has left other companies more open to the threat of activism. Corporate Compliance Insights members get the chance to…
Find out more »How to Conduct an ACH Risk Assessment and Develop an Effective ACH Risk Management Program
There is risk in every type of payment system and the ACH network is no exception. As a Financial Institution, Third Party Service Provider or a Third-Party Sender, processing ACH transactions, you can encounter a variety of risks such as credit, fraud and operational (to name a few). According to the NACHA Operating Rules, financial institutions are required to assess and manage all ACH risks, particularly when the institutions engage in riskier ACH activities. The risk of fraud can be…
Find out more »Internal Investigations Compliance Workshop
Get the training you need to conduct internal investigations The SCCE Internal Investigations Workshop provides two days of focused training on conducting compliance-related internal investigations. Attendees also have the option to attend a third day of post-workshop sessions that dig in even more. Learn from three experienced compliance professionals who have in-depth experience in the challenges and opportunities in conducting an internal investigation: Meric Bloch, JD, CCEP-F, CFE, PCI – Vice President, Global Investigations Albert Gagne, MBA, CCEP – Former…
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