Tag: Markets in Financial Instruments Directive (MiFID II)

Provides secure and easy archiving, search and play back of voice content from virtually any recording system, strengthening risk and ...

APAC region saw single biggest regional increase from $6.6 million in 2019 to $5.1 billion in 2020 London, Dublin, New ...

Factor’s Chris Magee illuminates a new EU regulation, discussing what organizations are impacted and what they can do to meet ...

MiFID II was designed to provide more protection to investors and greater transparency in Europe’s biggest capital markets. Now, two ...

Are you grappling with the practical implications of new technologies? What does it all mean from a regulatory and organizational ...

The regulatory technology (regtech) scene is exploding – last year, global regtech investment surpassed $1 billion. This tech can help ...

In this follow-up to a recent piece extolling the benefits of regtech, ACA Technology’s Burt Esrig provides insight into the ...

Easing the Burden for Financial Services Firms Financial services firms that are headquartered or do business with customers in the ...

Why "Minimal Viable Compliance" Can’t Be the Goal Major regulatory deadlines often lead firms to settle for minimum viable compliance ...