Tag: SEC

5 Risky Mistakes Companies Make Third-party relationships result in a majority of FCPA resolutions and investigations. Dan Wendt, member at ...

DOJ Office of Public Affairs (December 6, 2019) -- Telefonaktiebolaget LM Ericsson (Ericsson or the Company), a multinational telecommunications company headquartered ...

The Risk to Investors Despite the proliferation of Bitcoin and other cryptocurrencies, financial regulators have been slow to introduce rules ...

A Look at SEC, FINRA and Other Issues Cryptocurrency experienced massive and unprecedented growth in 2017, rising from a total ...

Gregory S. Kaufman and Amber S. Unwala of Eversheds Sutherland (US) LLP review enforcement activity by the Commodity Futures Trading ...

ERP Maestro's CEO Jody Paterson discusses cybersecurity risk disclosure and compliance and how executives are being held more personally accountable ...

Most companies aren't including DEI and other workforce data in the human capital disclosure sections of their 10-Ks. A recent ...

Most companies change audit firms eventually, but the process isn't easy and can present many challenges during and after the ...

Washington D.C. (April 9, 2021) —  The SEC’s Division of Examinations today issued a Risk Alert to highlight observations from recent exams ...

SEC extends conditional exemptions from reporting and proxy delivery requirements for public companies, funds and investment advisers affected by coronavirus ...

Washington D.C. (March 3, 2021) — The Securities and Exchange Commission’s Division of Examinations today announced its 2021 examination priorities, ...

Washington D.C. (March 4, 2021) — The Securities and Exchange Commission today announced the creation of a Climate and ESG ...