No one has surveyed the mental health and working conditions of compliance officers for 10 years. We decided that was ...
Unpacking 12 months of DOJ Fraud Section cases: 342 individuals convicted
The SEC’s prosecution of chief compliance officers remains a fraught and controversial topic. A recent announcement of an enforced settlement ...
Following the Department of Justice's recent Yates memorandum, we can fully expect individuals under prosecution to challenge their companies' internal ...
Though broad in scope, the Biden Administration's plan to counter domestic and international corruption follows four primary lines of effort. ...
Thomson Reuters has announced the findings of a new study, revealing that managing and mitigating conduct risk continues to be ...
In today’s regulatory climate, the Chief Compliance Officer faces increased personal liability. Asking due diligence question in a job interview ...
Thomson Reuters has announced the findings of its annual Cost of Compliance survey, which revealed that 53 percent of compliance ...
Increased focus on personal liability places more emphasis on senior individuals’ ability to manage and mitigate their own regulatory risk, ...
CCI’s Publisher and CEO, Maurice Gilbert interviews Thomson Reuters’ Head of Regulatory Intelligence to explore the impact of growing personal ...
There is a case pending at the Eighth Circuit that should have the attention of every corporate executive. Two executives ...
The ex-compliance chief of MoneyGram International Inc. (MoneyGram) is found personally liable for MoneyGram’s AML failures. The lawsuit is unprecedented ...
