Tag: Due Diligence

Applying the FCPA Corporate Enforcement Policy There are many ways a merger or acquisition can go sideways, including the discovery ...

Jay Rosen, “Mr. Monitor,” continues his series on corporate monitorships. Here, he discusses the various ways a proactive pre-settlement monitorship ...

How to Avoid Sanctions Risks A recent advisory issued by the U.S. Department of the Treasury’s Office of Foreign Assets ...

If your business activities take place in the U.S., you need to be doing OFAC screening. Michael Volkov offers five ...

Given its tendency to be overshadowed by the more exciting aspects of the M&A process, internal auditors can contribute significant ...

A Much-Needed Intelligent Approach to Segmentation Anti-money laundering (AML) is a complex and persistent challenge for financial institutions. AI is ...

Key Considerations to Facilitate Smooth M&As As the list of cybersecurity breaches grows daily and headlines grow more shocking – ...

The federal government still prohibits banks from doing business with cannabis-based businesses, leading banks to miss out on a green ...

Jay Rosen discusses the various ways regulators at all levels – federal, state and local – use monitors, as well ...

Assumptions are dangerous. Sam Sheen, financial crime expert at Efficient Frontiers International (EFI) shares the story of a criminal who ...

The NYDFS cybersecurity requirements for financial services companies must be implemented this year, and one final phase remains. Are you ...

In light of news of substantial fines from the U.K.’s ICO, Willkie Farr & Gallagher attorneys discuss the importance of ...