Mitigating Data Risk in M&A Transactions
What to Do When a Deal Falls Apart What happens after a planned deal falls apart? In the process of ...
Tag: Due Diligence
Procurement and Compliance Getting Closer than Ever
Key Findings from Dun & Bradstreet Report Brian Alster, Global Head of Supply & Compliance at Dun & Bradstreet, outlines ...
OFAC Enforcement: The Epsilon Case and Third-Party Risks
What the Decision on Epsilon's Sanctions Violations Means for Companies Michael Volkov discusses Epsilon's sanctions violations, the resulting "reason to ...
Demystifying Regulatory Compliance with MDM
Using Master Data Management as Part of a Robust Compliance Program Martin Samuel Nielsen discusses how leveraging master data management ...
Using IPA for Due Diligence Compliance
A Primer on the Standardized Approach to Credit Risk The Bank for International Settlements (BIS) regulatory body has proposed using ...
U.S. Financial Institutions Face New Risk Regulations
The Reality of the New FinCEN CDD Rule The FinCEN Final Rule on Customer Due Diligence (CDD) is designed to ...
6 Trends in AML Compliance
Translating Smart Investments to Improved Governance and Customer Relationships Anti-money laundering regulations (AML), including Know Your Customer (KYC) requirements, are ...
Ultimate Beneficial Ownership
Lessons from Panama One Year On It’s been more than a year since the Panama Papers incident, the leak of ...
FinCEN’s New Customer Due Diligence Rules
Banks and certain other financial organizations must comply with FinCEN's new rules for customer due diligence (CDD) beginning May 11, ...
Vendor Risk Management Under SSAE 18
The Fourth-Party Challenge The identification and monitoring of fourth-party vendors has become an increasingly important piece of the vendor management ...
