Tag: Due Diligence

The Bank Secrecy Act and Enhanced Compliance Programs Increased regulatory scrutiny, historically high fines and now-legalized sports betting are leading ...

Revolutionizing the Fight Against Financial Crime Artificial intelligence (AI) has the ability to completely transform how banks perform anti-money laundering ...

How can I possibly certify that 100 percent of my third parties, including all customers and vendors, are 100 percent ...

Nearly half of compliance and procurement professionals find it difficult to identify environmental, social and governance within customer due diligence ...

With Europe’s fifth AML directive set for implementation in a matter of months, banks should be preparing now. Opus’ Kelvin ...

As customers increasingly prefer to do their banking via smart devices, it’s time for banks to modernize their approach to ...

The Financial Industry Regulatory Authority (FINRA) has issued its latest report, and the findings could be significant for financial services ...

Management accountants are on the front lines of fraud, and their skill sets make them ideal for fraud detection and ...

Pop quiz! What’s the best time to engage an independent monitor for an M&A process? Answer: “as early as is ...

Jay Rosen discusses how to assess ethics and compliance in the context of a merger or acquisition, what to look ...

Jay Rosen considers the impact mergers and acquisitions have on both the acquired entity and the acquirer, starting with the ...

Jay Rosen considers what a monitor would review to determine if a company adequately considered ethics and compliance during the ...