Risks at the Intersection of IoT and Smart Business
Interconnected with the rise of AI is the growth of the IoT, which is already transforming businesses. Mayer Brown’s Linda ...
Tag: due diligence
Entering Greece: Mitigating FCPA Risk and Maximizing Opportunities in a Global Economy
Entering new markets requires copious amounts of due diligence. While there are risks of corruption and bribery, Greece offers many ...
Payroll Tax Issues for Multi-State Businesses: Fundamentals and Best Practices for Handling Multi-State Employees in 2019
OVERVIEW This payroll training will offer participants an understanding of the employee payroll tax and compliance implications of conducting business ...
How Shell Companies Might be Circumventing FinCEN’s Beneficial Ownership Rule
FinCEN issued the final rule on customer due diligence on the heels of the Panama Papers scandal, and we’re now ...
How Can Regulators Leverage Monitors?
Jay Rosen discusses the various ways regulators at all levels – federal, state and local – use monitors, as well ...
ESG Screening Underscores Challenges in Third-Party Risk Management
Nearly half of compliance and procurement professionals find it difficult to identify environmental, social and governance within customer due diligence ...
5MLD – So, How Well Do You Really Know Your Customers?
With Europe’s fifth AML directive set for implementation in a matter of months, banks should be preparing now. Opus’ Kelvin ...
The Murky Business of Corporate Ownership in China and the Broad Application of the FCPA
Corporate ownership in China isn’t always crystal clear. One safe approach: just assume the business is state owned. Tom Fox ...
What is the Power of a Pre-Settlement Monitorship?
Jay Rosen, “Mr. Monitor,” continues his series on corporate monitorships. Here, he discusses the various ways a proactive pre-settlement monitorship ...
Making KYC Simpler Through Intelligent Automation
Roger Carson, Co-Founder and Global Financial Sales Director at encompass corporation, introduces the concept of digital know your customer (KYC) ...
NYDFS Cybersecurity Requirements Are Now Fully Mandatory – Are You Ready?
The NYDFS cybersecurity requirements for financial services companies must be implemented this year, and one final phase remains. Are you ...
OFAC Announces 2 Sanctions Enforcement Settlements
What a difference a year makes — The Treasury Department’s Office of Foreign Asset Control (OFAC) announced two sanctions settlements ...
- Ying July 18, 2019SEC Obtains Final Judgment Against Former Equifax Executive Charged with Insider Trading
- Mark Loman July 18, 2019SEC Charges Former Company Controller with Insider Trading
- Paul Alar and West Mountain, LLC July 18, 2019SEC Charges Atlanta Fund Adviser and Its Principal for Fraudulently Overvaluing Assets
