regtech Articles and News from Corporate Compliance Insights

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In this follow-up to a recent piece extolling the benefits of regtech, ACA Technology’s Burt Esrig provides insight into the ...

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6 Benefits of Regtech

by Michael Lehman and Burt Esrig

March 4, 2019

The regulatory technology (regtech) scene is exploding – last year, global regtech investment surpassed $1 billion. This tech can help ...

Automating the Fight Against Financial Crime

by Kevin O'Neill

February 26, 2019

Fenergo’s Kevin O’Neill discusses how asset management firms and other financial institutions are being scrutinized more by regulatory bodies with ...

man in suit using virtual screen with regulatory compliance app

FINRA’s Move to Foster Regtech

by Marc Gilman

February 20, 2019

Theta Lake’s Marc Gilman reviews some of the key points from a recent FINRA report that resonate for financial institutions ...

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Reinventing Financial Compliance

by Phil Fry

October 31, 2018

Reducing Cost and Complexity, Increasing Accuracy and Reliability As we mark the 10-year anniversary of the 2008 banking crisis – ...

A Copernican Revolution in Culture and Conduct Risk Management

by Nicholas Christakis

August 22, 2018

The Necessity of Proactive Management Experts at applied behavioral science technology company Starling offer insights into the failures of current ...

Nearly Half of Responding Organizations Plan to Modernize Compliance in Year Ahead

by Corporate Compliance Insights

August 15, 2018

NEW YORK (August 15, 2018) — Almost half (48.3 percent) of risk and compliance, internal audit, C-suite executive and board professionals plan ...

Tips to Achieve Consolidated Audit Trail (CAT) Compliance

by Chris Ekonomidis

April 23, 2018

How to Overcome Technological Roadblocks What a time to work in the GRC field: new technologies are constantly emerging to ...

The Real Return on Risk and Compliance Technologies

by Grace Brasington

March 2, 2018

The Value of Big Data A crucial shift is underway in the financial services industry when it comes to regulatory ...

Adopt a Regtech Culture with Compliance at the Epicenter

by Nick Paraskeva

January 22, 2018

For compliance professionals, the opportunities presented by regulatory technology are plentiful, even though challenges exist. Several best practices can help ...

Minimizing Risk through Geospatial Technology

by John Popeo

October 4, 2017

The Need for Regulatory Support Financial institutions and federal bank regulators can integrate location intelligence as a regulatory technology (Regtech) ...