Compliance monitoring is the quality assurance testing carried out over the day to day activities of the business. The compliance monitoring team usually sits as an independent function in the second line of defense and provides assurance to the board that the firm is operating within a compliant framework.
Demonstrators protest outside amazon investment firm Remote employee monitoring is ubiquitous — and likely here to stay. However, using monitoring ...
Addresses multibillion-dollar cybersecurity convergence challenges of Critical Infrastructure Protection (CIP) & compliance facing utilities & grid operators Tinton Falls, NJ ...
AUSTIN, Texas and LONDON (July 27, 2021) – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and ...
Hogan Lovells’ Stephanie Yonekura and Ann Kim examine the impact of mammoth relief spending, widespread remote work and other key ...
AAG Brian Benczkowski’s 2018 memo on selecting corporate monitors states that one should only be imposed when there’s a “clear ...
With OFAC’s reach lengthening in the past few years, organizations should play close attention to their sanctions compliance program (SCP). ...
Monitoring your intermediaries can be an expensive endeavor. Jim Nortz explores how to keep an eye on your intermediaries without ...
Organizations that have received stimulus funding may be at significant risk for fraud, waste and abuse related to that funding. ...
Some larger firms have recently suggested implementing surveillance technologies to more closely monitor employees, particularly as so many are still ...
How have recent data privacy regulations impacted the role of Chief Data Officer for organizations? Ground Labs’ Co-Founder and Chief ...
Offering Provides Crucial Insight into Financial Health of Vendors and Suppliers Concord, MA (July 28, 2020) – ProcessUnity, a leading provider ...
It took a while, but the U.S. Department of Justice is getting ever smarter about analyzing compliance programs. Compliance Systems ...
