What is the Impact of Monitors?
Jay Rosen continues a series on corporate monitorships, discussing the positive impact an independent monitor can have in the context ...
Tag: monitoring
What are the Fears and Concerns of Working with a Monitor?
In this ongoing series on corporate monitorships from Jay Rosen, “Mr. Monitor,” he investigates the benefits of an independent monitor, ...
How Much Will a Corporate Monitorship Cost?
In part 5 of Jay Rosen’s series on corporate monitorships, he discusses the always controversial topic of monitorship expenses, along ...
What Issues Should a Company Consider When Hiring a Corporate Monitor?
Jay Rosen explores what an organization must think about when in need of a corporate monitor – from his or ...
What is the Power of a Pre-Settlement Monitorship?
Jay Rosen, “Mr. Monitor,” continues his series on corporate monitorships. Here, he discusses the various ways a proactive pre-settlement monitorship ...
What is a Post-Resolution Monitorship?
Jay Rosen fields common questions in this multi-part series on corporate monitors. This installment covers post-resolution monitorships.
Corporate Monitorship 101: Who Are They, and What Can You Expect?
“Mr. Monitor” Jay Rosen explains what a corporate monitor is and answers some of the commonest questions organizations have when ...
Addressing Geopolitical and Regulatory Shifts
Managing Risk Amid Uncertainty We live in an uncertain world, and it seems to grow more so every day. Jim ...
Betting on Compliance: The Supreme Court’s Decision in Murphy v. NCAA
Q&A with Nicole Sprinzen of Cozen O’Connor With the U.S. Supreme Court’s decision in Murphy v. NCAA on May 14, ...
How AI is Transforming the Anti-Money Laundering Challenge
A Much-Needed Intelligent Approach to Segmentation Anti-money laundering (AML) is a complex and persistent challenge for financial institutions. AI is ...
The Challenge of Auditing and Monitoring Your Distributors
Moving Beyond Routine Contract Provisions If companies are to maintain a commitment to risk mitigation, they must keep an eye ...
- Alton Perkins, et al. June 14, 2019SEC Charges North Carolina Businessman and His Companies with Fraudulent Offering Scam
- David Wagner, Downing Partners, LLC, Downing Investment Partners, LP, Downing Digital Healthcare Group, LLC, and Mark Lawrence June 14, 2019SEC Files Fraud Charges in Healthcare Investment Scheme
- Roland M. Mathys June 13, 2019SEC Charges Swiss Resident in Insider Trading Case Involving Bioverativ Acquisition
