How Is Ethical Culture Part of an Overall Ethics and Compliance Assessment?
Companies leave a trail of breadcrumbs when they design and implement practices that lead to an ethical culture. Jay Rosen ...
Tag: monitoring
Limiting Adverse Consequences
Jay Rosen concludes his series on monitoring in health care with a consideration of how using an independent integrity assessment ...
Use of Monitors in Administrative Proceedings
Jay Rosen considers how an independent integrity monitor can be effectively used in nondisciplinary administrative proceedings. Hospital Conversions Many states ...
Use of Monitors in Licensing and Disciplinary Proceedings
“Mr. Monitor,” Jay Rosen, explores how an independent integrity monitor can be used in health care licensing and disciplinary proceedings. ...
Proactive Assessments of Health Care E&C Programs and Culture
Jay Rosen considers the significance of a monitor's proactive assessment of health care ethics and compliance (E&C) programs in determining ...
The Challenges for and Benefits of Monitors in Health Care
Jay Rosen begins a deep dive into health care monitoring and how the proactive use of a health care monitor ...
Remedies and Compliance in Suspension and Debarment
Jay Rosen’s miniseries on suspension and debarment concludes with this look into the remedies federal agencies seek when misconduct is ...
Present Responsibility and Its Determinations
Every compliance professional should be familiar with the concept of present responsibility. Jay Rosen discusses the term and its place ...
3 Keys to a Successful Cyber Compliance Program and Eliminating a Major Source of Cyber Risk
Most organizations’ security and data protection efforts are seriously lacking – particularly when it comes to the human element. Abacus ...
The Convergence Between the FCPA and Suspension and Debarment
Jay Rosen, “Mr. Monitor,” continues a series on suspension and debarment, discussing where these actions meet with FCPA enforcement. Debarment ...
Key Differences Between a Suspension and a Debarment
Jay Rosen, “Mr. Monitor,” explores the similarities between suspensions and debarments, as well as how the actions differ. As far ...
Suspension Vs. Debarment – How and When the Remedies Are Used
Jay Rosen, "Mr. Monitor," of Affiliated Monitors, continues his running series on monitorships with a subseries on the tools the government ...
- Philip R. Jacoby, et al. October 17, 2019SEC Obtains Final Judgment Against Former Executive Charged with Lying to Auditors
- Michael J. Starkweather and Andiamo Corporation, William White October 17, 2019SEC Charges Microcap Company and Two Former Chief Executive Officers with Securities Violations
- Kevin B. Merrill, et al. October 16, 2019Alleged Fraudster Sentenced to 22 Years in Parallel Criminal Case
