The DOJ is Getting Smarter: The Revised Evaluation Criteria
It took a while, but the U.S. Department of Justice is getting ever smarter about analyzing compliance programs. Compliance Systems ...
Tag: monitoring
Compliance monitoring is the quality assurance testing carried out over the day to day activities of the business. The compliance monitoring team usually sits as an independent function in the second line of defense and provides assurance to the board that the firm is operating within a compliant framework.
DOJ Revises Guidance on Corporate Compliance Programs
Following guidance released in June, attorneys from Epstein Becker Green examine the latest guidelines for how the Department of Justice ...
Employee Termination in 2020: Handling Allegations and Documenting Actions
Employee termination is never a pleasant task and with the increase in employee allegations and complaints about discrimination and wrongful ...
Don’t Lose Control During COVID-19
Baker Tilly’s Chris Jeffrey offers tips and practical advice for organizations on supporting the control environment and keeping operations running ...
Understanding Payroll Rules & Administration Including the DOL’s New Overtime Rules, Effective January 2020
OVERVIEW This webinar covers the complete context of payroll rules and administration made simple. It starts with the basic classification ...
Effective Auditing and Monitoring: Evaluating Internal Controls at “CAMP”
Jim Nortz details the development and implementation of a highly successful Compliance Assistance and Monitoring Program (CAMP) used to evaluate ...
Assessing Conflict of Interest Compliance Programs
How recently has your organization evaluated its guardrails to protect against conflicts of interest? Most companies need work in this ...
Proactive Monitoring: A Sound Approach to Compliance
Jay Rosen explores proactive monitoring, which demonstrates the benefits of using a third party to fulfill the compliance mandates laid ...
New Guidance As Both a Sword and a Shield
Jay Rosen continues to review the DOJ announcements over the past year and the FCPA Corporate Enforcement Policy, announced in ...
Internal Uses for the Benczkowski Memo
In this week’s installment on the ramifications of the Benczkowski Memo and recent DOJ policy changes, Jay Rosen considers how ...
Recent Changes from the DOJ and What They Mean for the Compliance Practitioner
As we move ahead in the ethics and compliance world in 2020, Jay Rosen looks back at some of the ...
Final Reflections on 15 Years
Jay Rosen concludes the series with this retrospective from Vin DiCianni on where AMI has been, where it may be ...
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