Proactive Assessments of Health Care E&C Programs and Culture
Jay Rosen considers the significance of a monitor's proactive assessment of health care ethics and compliance (E&C) programs in determining ...
Tag: monitoring
The Challenges for and Benefits of Monitors in Health Care
Jay Rosen begins a deep dive into health care monitoring and how the proactive use of a health care monitor ...
Remedies and Compliance in Suspension and Debarment
Jay Rosen’s miniseries on suspension and debarment concludes with this look into the remedies federal agencies seek when misconduct is ...
Present Responsibility and Its Determinations
Every compliance professional should be familiar with the concept of present responsibility. Jay Rosen discusses the term and its place ...
3 Keys to a Successful Cyber Compliance Program and Eliminating a Major Source of Cyber Risk
Most organizations’ security and data protection efforts are seriously lacking – particularly when it comes to the human element. Abacus ...
The Convergence Between the FCPA and Suspension and Debarment
Jay Rosen, “Mr. Monitor,” continues a series on suspension and debarment, discussing where these actions meet with FCPA enforcement. Debarment ...
Key Differences Between a Suspension and a Debarment
Jay Rosen, “Mr. Monitor,” explores the similarities between suspensions and debarments, as well as how the actions differ. As far ...
Suspension Vs. Debarment – How and When the Remedies Are Used
Jay Rosen, "Mr. Monitor," of Affiliated Monitors, continues his running series on monitorships with a subseries on the tools the government ...
How Can Lawyers Work with Monitors to Achieve Better Outcomes?
Jay Rosen concludes his exploration on issues in working with monitors by considering how lawyers can engage monitors – most ...
How Can Regulators Leverage Monitors?
Jay Rosen discusses the various ways regulators at all levels – federal, state and local – use monitors, as well ...
How Do Monitors Work?
Jay Rosen continues a weekly series on common questions about and issues with corporate monitorships. Here, he discusses the ins ...
What is the Impact of Monitors?
Jay Rosen continues a series on corporate monitorships, discussing the positive impact an independent monitor can have in the context ...
- Terry Wayne Kelly and Kelly Management, LLC August 22, 2019SEC Charges Mississippi Company and its Principal with Fraud in Timber Ponzi Scheme
- Andrew J. Kandelapas August 20, 2019SEC Obtains Final Judgment Against CEO in Penny Stock Fraud Scheme
- Crystal World Holdings, Inc., et al. August 19, 2019SEC Charges Issuer for Misleading Investors in the Sale of Unregistered Securities
