4 Ways to Fight U.S. Stimulus Fund Fraud During a Pandemic “Perfect Storm”
Organizations that have received stimulus funding may be at significant risk for fraud, waste and abuse related to that funding. ...
Tag: monitoring
Compliance monitoring is the quality assurance testing carried out over the day to day activities of the business. The compliance monitoring team usually sits as an independent function in the second line of defense and provides assurance to the board that the firm is operating within a compliant framework.
Workplace Surveillance: Can Companies Keep a Closer Eye on Employees?
Some larger firms have recently suggested implementing surveillance technologies to more closely monitor employees, particularly as so many are still ...
How Global Data Privacy Laws Are Changing the CDO Role
How have recent data privacy regulations impacted the role of Chief Data Officer for organizations? Ground Labs’ Co-Founder and Chief ...
ProcessUnity Launches Vendor Financial Intelligence to Enhance TPRM Programs
Offering Provides Crucial Insight into Financial Health of Vendors and Suppliers Concord, MA (July 28, 2020) – ProcessUnity, a leading provider ...
The DOJ is Getting Smarter: The Revised Evaluation Criteria
It took a while, but the U.S. Department of Justice is getting ever smarter about analyzing compliance programs. Compliance Systems ...
DOJ Revises Guidance on Corporate Compliance Programs
Following guidance released in June, attorneys from Epstein Becker Green examine the latest guidelines for how the Department of Justice ...
Employee Termination in 2020: Handling Allegations and Documenting Actions
Employee termination is never a pleasant task and with the increase in employee allegations and complaints about discrimination and wrongful ...
Don’t Lose Control During COVID-19
Baker Tilly’s Chris Jeffrey offers tips and practical advice for organizations on supporting the control environment and keeping operations running ...
Effective Auditing and Monitoring: Evaluating Internal Controls at “CAMP”
Jim Nortz details the development and implementation of a highly successful Compliance Assistance and Monitoring Program (CAMP) used to evaluate ...
Assessing Conflict of Interest Compliance Programs
How recently has your organization evaluated its guardrails to protect against conflicts of interest? Most companies need work in this ...
Proactive Monitoring: A Sound Approach to Compliance
Jay Rosen explores proactive monitoring, which demonstrates the benefits of using a third party to fulfill the compliance mandates laid ...
New Guidance As Both a Sword and a Shield
Jay Rosen continues to review the DOJ announcements over the past year and the FCPA Corporate Enforcement Policy, announced in ...
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