DOJ Signals Expanded Use of Independent Monitors for Corporate Criminal Enforcement
The DOJ indicates that it will increase the use of monitors in corporate criminal enforcement; what does that mean for ...
Tag: Monitoring
Compliance monitoring is the quality assurance testing carried out over the day to day activities of the business. The compliance monitoring team usually sits as an independent function in the second line of defense and provides assurance to the board that the firm is operating within a compliant framework.
Employee Surveillance Can Turn Your Office Dystopian If You Don’t Reciprocate Transparency and Security
Demonstrators protest outside amazon investment firm Remote employee monitoring is ubiquitous — and likely here to stay. However, using monitoring ...
How Shell Companies Might be Circumventing FinCEN’s Beneficial Ownership Rule
FinCEN issued the final rule on customer due diligence on the heels of the Panama Papers scandal, and we’re now ...
Betting on Compliance: The Supreme Court’s Decision in Murphy v. NCAA
Q&A with Nicole Sprinzen of Cozen O’Connor With the U.S. Supreme Court’s decision in Murphy v. NCAA on May 14, ...
IPKeys Power Partners Announces New Grid Cybersecurity Breakthrough
Addresses multibillion-dollar cybersecurity convergence challenges of Critical Infrastructure Protection (CIP) & compliance facing utilities & grid operators Tinton Falls, NJ ...
Eventus Systems Wins Trade Surveillance Product of the Year in 2021 Risk Technology Awards
AUSTIN, Texas and LONDON (July 27, 2021) – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and ...
The Growing Problem of Corporate Fraud
And Striking the Right Balance to Fight It The reality is that the vast majority of corporations have a fraud ...
The Convergence Between the FCPA and Suspension and Debarment
Jay Rosen, “Mr. Monitor,” continues a series on suspension and debarment, discussing where these actions meet with FCPA enforcement. Debarment ...
7 Steps to Jump Start Your Anti-Fraud Program
Peter Millar, the Director of Technology Application at ACL Services Ltd., provides data analysis techniques and tips for detecting and ...
Monitoring for Compliance
According to CCI's Code of Conduct expert Jason Lunday, monitoring - despite being a little understood element of process management ...
ProcessUnity Launches Vendor Financial Intelligence to Enhance TPRM Programs
Offering Provides Crucial Insight into Financial Health of Vendors and Suppliers Concord, MA (July 28, 2020) – ProcessUnity, a leading provider ...
What’s on the Horizon for Anti-Corruption Enforcement?
Hogan Lovells’ Stephanie Yonekura and Ann Kim examine the impact of mammoth relief spending, widespread remote work and other key ...
