Basic Compliance & Ethics Academy
Our Basic Academies are ideal for professionals with some compliance knowledge and experience who are ready to support, enhance and ...
Tag: Monitoring
Compliance monitoring is the quality assurance testing carried out over the day to day activities of the business. The compliance monitoring team usually sits as an independent function in the second line of defense and provides assurance to the board that the firm is operating within a compliant framework.
What’s on the Horizon for Anti-Corruption Enforcement?
Hogan Lovells’ Stephanie Yonekura and Ann Kim examine the impact of mammoth relief spending, widespread remote work and other key ...
The Curious Absence of Corporate Monitors
AAG Brian Benczkowski’s 2018 memo on selecting corporate monitors states that one should only be imposed when there’s a “clear ...
5 Steps to Implement a Sanctions Compliance Program
With OFAC’s reach lengthening in the past few years, organizations should play close attention to their sanctions compliance program (SCP). ...
Cost-Effective Intermediary Monitoring and Auditing
Monitoring your intermediaries can be an expensive endeavor. Jim Nortz explores how to keep an eye on your intermediaries without ...
4 Ways to Fight U.S. Stimulus Fund Fraud During a Pandemic “Perfect Storm”
Organizations that have received stimulus funding may be at significant risk for fraud, waste and abuse related to that funding. ...
Workplace Surveillance: Can Companies Keep a Closer Eye on Employees?
Some larger firms have recently suggested implementing surveillance technologies to more closely monitor employees, particularly as so many are still ...
How Global Data Privacy Laws Are Changing the CDO Role
How have recent data privacy regulations impacted the role of Chief Data Officer for organizations? Ground Labs’ Co-Founder and Chief ...
ProcessUnity Launches Vendor Financial Intelligence to Enhance TPRM Programs
Offering Provides Crucial Insight into Financial Health of Vendors and Suppliers Concord, MA (July 28, 2020) – ProcessUnity, a leading provider ...
The DOJ is Getting Smarter: The Revised Evaluation Criteria
It took a while, but the U.S. Department of Justice is getting ever smarter about analyzing compliance programs. Compliance Systems ...
DOJ Revises Guidance on Corporate Compliance Programs
Following guidance released in June, attorneys from Epstein Becker Green examine the latest guidelines for how the Department of Justice ...
Don’t Lose Control During COVID-19
Baker Tilly’s Chris Jeffrey offers tips and practical advice for organizations on supporting the control environment and keeping operations running ...
