Automating the Fight Against Financial Crime
Fenergo’s Kevin O’Neill discusses how asset management firms and other financial institutions are being scrutinized more by regulatory bodies with ...
Tag: RegTech
Regtech is a new technology that uses information technology to enhance regulatory processes. With its main application in the Financial sector, it is expanding into other regulated businesses while emphasizing monitoring, reporting and compliance.
FINRA’s Move to Foster Regtech
Theta Lake’s Marc Gilman reviews some of the key points from a recent FINRA report that resonate for financial institutions ...
A Copernican Revolution in Culture and Conduct Risk Management
The Necessity of Proactive Management Experts at applied behavioral science technology company Starling offer insights into the failures of current ...
Tips to Achieve Consolidated Audit Trail (CAT) Compliance
How to Overcome Technological Roadblocks What a time to work in the GRC field: new technologies are constantly emerging to ...
The Real Return on Risk and Compliance Technologies
The Value of Big Data A crucial shift is underway in the financial services industry when it comes to regulatory ...
Minimizing Risk through Geospatial Technology
The Need for Regulatory Support Financial institutions and federal bank regulators can integrate location intelligence as a regulatory technology (Regtech) ...
Is Artificial Intelligence Ready for Financial Compliance?
Key Challenges and Benefits of AI Machine learning and artificial intelligence have become buzzwords in the financial services industry. Daniel ...
Regtech Comes to the Fore in Compliance Solutions
How Much Reliance on Technology is Too Much? The last few years have seen a significant rise in regtech, technological ...
