As per the EEOC regulations employers receiving a complaint, or otherwise learning of alleged harassment in the workplace, must investigate the matter promptly ...
With Excel Pivot Tables you can quickly and easily build business reports, dashboards and charts that help you summarize, analyze, ...
Peer-to-Peer (P2P) lending is a relatively recent financial innovation that has taken the lending market by storm and fueled financial ...
Maturing Risk Management in Light of COSO Updates Recent updates to the COSO framework serve to clarify the significance of ...
Reducing Cost and Complexity, Increasing Accuracy and Reliability As we mark the 10-year anniversary of the 2008 banking crisis – ...
6 Recommendations to Maintain Effective Risk Oversight As the financial crisis thoroughly demonstrated, an acute focus on short-term gains can ...
The prospect of record-breaking fines for noncompliance with regulations set by the Financial Industry Regulatory Authority (FINRA) continues to loom ...
Addressing the Bias Problem Though virtually every involved party was at fault to some degree, bias on multiple fronts was ...
The National Association of Corporate Directors published an authoritative guide in 2009 on risk governance, and the principles outlined therein ...
Hedge funds face a disproportionately complicated regulatory environment in which many buy-side players face additional requirements when compared with the ...
