Getting to the Bottom of Whistleblower Complaints
Whistleblower complaints are on the rise and may gain further traction from recent stories in the news, increasing the burden ...
Tag: data analytics
Risks at the Intersection of IoT and Smart Business
Interconnected with the rise of AI is the growth of the IoT, which is already transforming businesses. Mayer Brown’s Linda ...
Outdated Technology Preventing Banks from Investing in Disruptive Technologies
Recent research from Fenergo reveals that banks’ C-suite executives overwhelmingly agree: Underinvestment in technology negatively impacts client onboarding and retention ...
Dun & Bradstreet Partners with encompass to Enable Due Diligence in Uncertain Times
London (May 17, 2019) – Dun & Bradstreet today announced a strategic partnership with encompass, a global provider of automated ...
Reframing the Business Case for Audit Automation
The audit profession is facing unprecedented demands, but there are a host of tools available to help. James Bone outlines ...
Scarcity in Skills and Emerging Tech Hamper Audit Teams in Keeping Pace with Change
Gartner surveyed over 300 Chief Audit Executives (CAEs) in 2018 on their resource and time investments, priorities and challenges in ...
Despite Growing in Maturity, Work Remains for ERM
A Gartner survey of more than 100 organizational risk leaders shows that ERM is maturing as a function. As Gartner’s ...
Data In, Insights Out
Artificial intelligence could contribute multiple trillions to the global economy in the coming decade, but even while poor data quality ...
Advanced Analytics for Anti-Fraud and AML Systems
Detecting potentially fraudulent customers and transactions and projecting compelling visual insights have traditionally been a rule-based model plus BI game ...
Compliance Resolutions to Keep
This is the time of year most of us seek to transform our circumstances by adopting better habits. Valerie Charles, ...
5 Upcoming Trends in Compliance
2018 demonstrated that cyber threats are far from being tackled. Coalfire’s Adam Shnider discusses how in 2019, we can expect ...
How to Establish an Effective Data Quality Policy
Moving Beyond Day-to-Day Data Cleansing In the financial services industry, regulation on due process and fit-for-purpose data has grown increasingly ...
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- Daniel Markel January 17, 2020SEC Charges Operator of Substance Abuse Center with Securities Fraud
- Hill International, Inc. et al. January 17, 2020SEC Charges Construction Management Consulting Company and Former Employees with Accounting Fraud
- Allan L. Lundervold January 16, 2020SEC Charges Individual with Acting as an Unregistered Broker
