Charles Weeden
Charles Weeden is Managing Partner of 17a-4, llc, a compliance software and services company focusing on e-communications and archive technologies that meet the regulatory and e-discovery requirements of institutional clients subject to SEC, FINRA and CFTC rules (including SEC Rule 17a-4) reporting. The company consists of two divisions, DataParser software solutions products, and 17a-4, which offers compliance counseling, including designated third-party services as mandated for broker-dealers by the SEC.
