OFAC Puts Asian Companies on Notice with “Compliance Framework”
The Clifford Chance team covers OFAC’s recently published “Framework for OFAC Compliance Commitments,” with a particular focus on how the ...
Tag: OFAC
OFAC Enforcement Action Underscores Russia Sectoral Sanctions
Michael Volkov details the settlement between the U.S. OFAC and Haverly Systems, which was found to be in violation of ...
U.S. Tests New Sanctions Strategies on Russia, Venezuela
Clifford Chance’s Wendy Wysong and Nick Turner discuss recent sanctions leveled by the U.S. against Russian and Venezuelan corporations and ...
OFAC Announces 2 Sanctions Enforcement Settlements
What a difference a year makes — The Treasury Department’s Office of Foreign Asset Control (OFAC) announced two sanctions settlements ...
OFAC Enforcement: The Epsilon Case and Third-Party Risks
What the Decision on Epsilon's Sanctions Violations Means for Companies Michael Volkov discusses Epsilon's sanctions violations, the resulting "reason to ...
A Compliance Crisis in North Korea
How to Avoid Sanctions Risks A recent advisory issued by the U.S. Department of the Treasury’s Office of Foreign Assets ...
Asia-Pacific’s Link to the Russian Oligarchs
A Compliance Challenge On April 6, the U.S. imposed economic sanctions on a number of Russian individuals and entities (specially ...
Practical Steps for Compliance with NYDFS Regulation Part 504
5 Actions to Take Now With the New York State Department of Financial Services (“DFS”) Part 504 regulation’s first annual ...
Validating AML Models Under the NYDFS Part 504 AML Requirement
Enhancements Needed to Address Deficiencies April is fast approaching, and with it comes the deadline for certification with the New ...
Economic Sanctions Compliance in the Age of Blockchain
4 Considerations to Mitigate Risk Among the chief concerns of those using blockchain (and its critics) is the lack of ...
Managing the Risks of a U.S.-Iran Nuclear Deal Withdrawal
Practical Steps Non-U.S. Companies Can Take Now The international business community is watching intently to see whether the United States ...
Keeping Pace in an Age of Sanctions
The Importance of Innovation As the global geopolitical landscape grows ever more complex, keeping track of the vastly complicated web ...
- Alton Perkins, et al. June 14, 2019SEC Charges North Carolina Businessman and His Companies with Fraudulent Offering Scam
- David Wagner, Downing Partners, LLC, Downing Investment Partners, LP, Downing Digital Healthcare Group, LLC, and Mark Lawrence June 14, 2019SEC Files Fraud Charges in Healthcare Investment Scheme
- Roland M. Mathys June 13, 2019SEC Charges Swiss Resident in Insider Trading Case Involving Bioverativ Acquisition
