Using Emerging Tech to Fight Financial Crime: The Future is Now
Technology is the future, and the future is now. Oracle’s Sonny Singh discusses how banks are using emerging technologies such ...
Tag: machine learning
10 Top Risks for 2019
The latest global survey of C-level executives and directors of the macroeconomic, strategic and operational risks that organizations face indicates ...
Automating the Fight Against Financial Crime
Fenergo’s Kevin O’Neill discusses how asset management firms and other financial institutions are being scrutinized more by regulatory bodies with ...
FINRA’s Move to Foster Regtech
Theta Lake’s Marc Gilman reviews some of the key points from a recent FINRA report that resonate for financial institutions ...
Data In, Insights Out
Artificial intelligence could contribute multiple trillions to the global economy in the coming decade, but even while poor data quality ...
Financial Sector Transformations Ahead
Eric Johnson, President of Global Investment Markets at Donnelley Financial Solutions (DFIN) outlines six key forces driving change for the ...
Advanced Analytics for Anti-Fraud and AML Systems
Detecting potentially fraudulent customers and transactions and projecting compelling visual insights have traditionally been a rule-based model plus BI game ...
P2P Lending: Risks and Business Models
Peer-to-Peer (P2P) lending is a relatively recent financial innovation that has taken the lending market by storm and fueled financial ...
Intelligently Managing Margin Lending Risks
How to Automate Processes with Cognitive Computing Margin lending involves banks accepting credit, market and liquidity risks simultaneously and the ...
Best of 2018: Audit and the Rise of Robotic Process Automation
As 2018 draws to a close, we’re taking a look back at some of the most valuable insights our authors ...
The Growing Problem of Corporate Fraud
And Striking the Right Balance to Fight It The reality is that the vast majority of corporations have a fraud ...
5 Ways AI is Impacting AML and KYC Compliance
Revolutionizing the Fight Against Financial Crime Artificial intelligence (AI) has the ability to completely transform how banks perform anti-money laundering ...
- Barry Honig, et al. March 22, 2019SEC Settles with Multiple Defendants in Market Manipulation Case and Amends Complaint as to Thirteen Remaining Defendants
- Carol Ann Pedersen March 20, 2019SEC Charges Investment Adviser with Stealing Millions from Investors to Perpetrate Ponzi Scheme
- Frank Morelli III and Louis Buonocore March 20, 2019SEC's Case Against Pump-and-Dump Schemers Concludes
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