Tag: Internal Controls

And Striking the Right Balance to Fight It The reality is that the vast majority of corporations have a fraud ...

With OFAC’s reach lengthening in the past few years, organizations should play close attention to their sanctions compliance program (SCP). ...

Ron Kral offers an analysis of the SEC’s recent order against BorgWarner, charged for making material misstatements by failing to ...

Protiviti’s Shari Katz and Gina Chaoanw outline steps organizations can take in pursuit of annual SOX compliance and as they ...

Baker Tilly’s Chris Jeffrey offers tips and practical advice for organizations on supporting the control environment and keeping operations running ...

FTI Consulting’s George Saitta and Melissa Kiernan highlight why the time is now for public and private companies alike to ...

Jim Nortz continues a six-part series discussing a number of regulatory “bear traps” in the health care industry with a ...

Jim Nortz details the development and implementation of a highly successful Compliance Assistance and Monitoring Program (CAMP) used to evaluate ...

The COVID-19 pandemic has triggered rapid changes to business processes, not least of which has been the widespread migration of ...

In this week’s installment on the ramifications of the Benczkowski Memo and recent DOJ policy changes, Jay Rosen considers how ...

How Effective and Efficient is Your Process? In-house investigation teams are expected to be agile to be able to help ...

To Prevent and Detect Compliance programs exist for the purpose of protecting against misdeeds, and the most effective programs are ...