5 Steps to Implement a Sanctions Compliance Program
With OFAC’s reach lengthening in the past few years, organizations should play close attention to their sanctions compliance program (SCP). ...
Tag: Internal Controls
Accounting for Loss Contingencies – “Hindsight is 20/20”
Ron Kral offers an analysis of the SEC’s recent order against BorgWarner, charged for making material misstatements by failing to ...
Preparing for Annual SOX Compliance Amid COVID-19
Protiviti’s Shari Katz and Gina Chaoanw outline steps organizations can take in pursuit of annual SOX compliance and as they ...
Don’t Lose Control During COVID-19
Baker Tilly’s Chris Jeffrey offers tips and practical advice for organizations on supporting the control environment and keeping operations running ...
Revisiting Internal Controls Around Procurement During a Pandemic
FTI Consulting’s George Saitta and Melissa Kiernan highlight why the time is now for public and private companies alike to ...
Internal Controls: Good People and Wishful Thinking Are Not Effective Compliance Strategies
Jim Nortz continues a six-part series discussing a number of regulatory “bear traps” in the health care industry with a ...
Effective Auditing and Monitoring: Evaluating Internal Controls at “CAMP”
Jim Nortz details the development and implementation of a highly successful Compliance Assistance and Monitoring Program (CAMP) used to evaluate ...
Is COVID-19 Infecting Your Internal Control over Financial Reporting?
The COVID-19 pandemic has triggered rapid changes to business processes, not least of which has been the widespread migration of ...
Internal Uses for the Benczkowski Memo
In this week’s installment on the ramifications of the Benczkowski Memo and recent DOJ policy changes, Jay Rosen considers how ...
7 Tips to Evaluate In-House Investigations
How Effective and Efficient is Your Process? In-house investigation teams are expected to be agile to be able to help ...
The Purpose of a Compliance Program
To Prevent and Detect Compliance programs exist for the purpose of protecting against misdeeds, and the most effective programs are ...
How Government Contractors and Compliance Officers Can Navigate Unique Rules and Risks
Fred Geldon discusses how establishing a credible compliance program can help contractors and compliance professionals to manage risks specific to ...
