5 Steps to Implement a Sanctions Compliance Program
With OFAC’s reach lengthening in the past few years, organizations should play close attention to their sanctions compliance program (SCP). ...
Tag: Internal Controls
Accounting for Loss Contingencies – “Hindsight is 20/20”
Ron Kral offers an analysis of the SEC’s recent order against BorgWarner, charged for making material misstatements by failing to ...
Preparing for Annual SOX Compliance Amid COVID-19
Protiviti’s Shari Katz and Gina Chaoanw outline steps organizations can take in pursuit of annual SOX compliance and as they ...
Don’t Lose Control During COVID-19
Baker Tilly’s Chris Jeffrey offers tips and practical advice for organizations on supporting the control environment and keeping operations running ...
Effective Auditing and Monitoring: Evaluating Internal Controls at “CAMP”
Jim Nortz details the development and implementation of a highly successful Compliance Assistance and Monitoring Program (CAMP) used to evaluate ...
Internal Controls: Good People and Wishful Thinking Are Not Effective Compliance Strategies
Jim Nortz continues a six-part series discussing a number of regulatory “bear traps” in the health care industry with a ...
Is COVID-19 Infecting Your Internal Control over Financial Reporting?
The COVID-19 pandemic has triggered rapid changes to business processes, not least of which has been the widespread migration of ...
Revisiting Internal Controls Around Procurement During a Pandemic
FTI Consulting’s George Saitta and Melissa Kiernan highlight why the time is now for public and private companies alike to ...
Internal Uses for the Benczkowski Memo
In this week’s installment on the ramifications of the Benczkowski Memo and recent DOJ policy changes, Jay Rosen considers how ...
How Government Contractors and Compliance Officers Can Navigate Unique Rules and Risks
Fred Geldon discusses how establishing a credible compliance program can help contractors and compliance professionals to manage risks specific to ...
The 10 Most Important FCPA Internal Controls (Part One: Accounting Controls)
Under the FCPA, companies can be punished not only for the wrongful things they do, like paying bribes, but also ...
3 Ways Integrated Risk Management Enhances Internal Audit
Riskonnect’s Dawn Ward compares the traditional GRC view versus the integrated risk management (IRM) view of risks as they relate ...
