Why ESG Programs Should Make Internal Audit an Ally
Recent research shows internal audit functions are rarely involved in setting strategy for ESG or even in reviewing how goals ...
Tag: Internal Controls
Compliance and International Arbitration: Once Separate, Now Becoming Inextricably Linked
National and international arbitration venues and lower courts are now seeing corruption-related pleas, disclosures and settlement agreements introduced as evidence ...
Best Guardrail Against Compliance Failures? Better Embedded Controls — Not More Training.
Gartner senior research director Chris Audet discusses compliance training’s shortcomings here, suggesting a well-designed framework of embedded controls can better ...
The Growing Problem of Corporate Fraud
And Striking the Right Balance to Fight It The reality is that the vast majority of corporations have a fraud ...
ISACA Report: Improving Internal Control to Optimize Business
Rolling Meadows, IL, USA (March 15, 2016) — Enterprises can extract value – not simply minimize risk – from their ...
5 Steps to Implement a Sanctions Compliance Program
With OFAC’s reach lengthening in the past few years, organizations should play close attention to their sanctions compliance program (SCP). ...
Accounting for Loss Contingencies – “Hindsight is 20/20”
Ron Kral offers an analysis of the SEC’s recent order against BorgWarner, charged for making material misstatements by failing to ...
Preparing for Annual SOX Compliance Amid COVID-19
Protiviti’s Shari Katz and Gina Chaoanw outline steps organizations can take in pursuit of annual SOX compliance and as they ...
Don’t Lose Control During COVID-19
Baker Tilly’s Chris Jeffrey offers tips and practical advice for organizations on supporting the control environment and keeping operations running ...
Internal Control Checklist: 5 Anti-Fraud Strategies to Deter, Prevent and Detect Fraud
Erick O. Bell, a Senior Manager at Deloitte Financial Advisory Services LLP, presents a detailed internal control checklist that outlines ...
Revisiting Internal Controls Around Procurement During a Pandemic
FTI Consulting’s George Saitta and Melissa Kiernan highlight why the time is now for public and private companies alike to ...
Internal Controls: Good People and Wishful Thinking Are Not Effective Compliance Strategies
Jim Nortz continues a six-part series discussing a number of regulatory “bear traps” in the health care industry with a ...
