7 Tips to Evaluate In-House Investigations
How Effective and Efficient is Your Process? In-house investigation teams are expected to be agile to be able to help ...
Tag: Internal Controls
The Purpose of a Compliance Program
To Prevent and Detect Compliance programs exist for the purpose of protecting against misdeeds, and the most effective programs are ...
How Government Contractors and Compliance Officers Can Navigate Unique Rules and Risks
Fred Geldon discusses how establishing a credible compliance program can help contractors and compliance professionals to manage risks specific to ...
The 10 Most Important FCPA Internal Controls (Part One: Accounting Controls)
Under the FCPA, companies can be punished not only for the wrongful things they do, like paying bribes, but also ...
3 Ways Integrated Risk Management Enhances Internal Audit
Riskonnect’s Dawn Ward compares the traditional GRC view versus the integrated risk management (IRM) view of risks as they relate ...
Auditing the Due Diligence Process
Given its tendency to be overshadowed by the more exciting aspects of the M&A process, internal auditors can contribute significant ...
Ensuring Compliance with Controls
Evaluating Effectiveness Companywide Regulatory authorities don’t expect perfection in a compliance program, but they do expect a concerted effort on ...
Cognitive Risk Framework for Cybersecurity, Part 2
In today’s risk landscape, corporations must rethink the way they manage cybersecurity and combat cyber threats. James Bone, a leading ...
COSO 2013 Implementation: 10 Questions that Need to be Answered
A host of corporations are in the process of Implementing the new COSO Framework or are gearing up for the ...
Management’s Annual Report on ICFR
Many public companies are in the process of preparing their annual 10-K reports for the SEC, and for these firms, ...
“Controls” Is Not a Dirty Word – Insights Into Controls Challenges and Solutions
We in the GRC community inherently see the value of internal controls, but often our peers in the rest of ...
Steering the Sales Strategy Toward Compliance
Why Teaching Compliance Isn’t Sufficient Sales teams live and die on incentives. And there’s nothing wrong with that per se, ...
