Scarcity in Skills and Emerging Tech Hamper Audit Teams in Keeping Pace with Change
Gartner surveyed over 300 Chief Audit Executives (CAEs) in 2018 on their resource and time investments, priorities and challenges in ...
Tag: Emerging Technologies
FINRA’s Move to Foster Regtech
Theta Lake’s Marc Gilman reviews some of the key points from a recent FINRA report that resonate for financial institutions ...
Briefing the Board on Technology Matters
On the whole, boards don’t have a great grasp on technology-related risks, and conveying those threats to nontechnical professionals can ...
Compliance Issues with the Technologies Replacing Email
Along with Increases in Productivity and Reach Come Real Risks New collaboration platforms such as Slack and Facebook Workplace are ...
BYOS: Mitigating the Risks of Shadow IT’s New Twist
The shadow IT phenomenon—in which employees use their personal technology on the job—looms larger than ever. The latest twist- bring ...
PwC: How Can Boards Tackle the Essential Eight and Other Emerging Technologies?
Emerging technologies are transforming companies. What should your board know about them? Companies are looking at the next generation of ...
- Eric D. Lyons, et al. April 23, 2019SEC Halts Misappropriation and Fraudulent Securities Offering
- David M. Loflin April 22, 2019SEC Charges Microcap Fraudster with Running a Pump-and-Dump Scheme
- Kimberly Sredich April 19, 2019SEC Charges Kimberly Sredich with Misappropriation Scheme
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