5MLD – So, How Well Do You Really Know Your Customers?
With Europe’s fifth AML directive set for implementation in a matter of months, banks should be preparing now. Opus’ Kelvin ...
With Europe’s fifth AML directive set for implementation in a matter of months, banks should be preparing now. Opus’ Kelvin ...
As customers increasingly prefer to do their banking via smart devices, it’s time for banks to modernize their approach to ...
The Financial Industry Regulatory Authority (FINRA) has issued its latest report, and the findings could be significant for financial services ...
Management accountants are on the front lines of fraud, and their skill sets make them ideal for fraud detection and ...
Pop quiz! What’s the best time to engage an independent monitor for an M&A process? Answer: “as early as is ...
Jay Rosen discusses how to assess ethics and compliance in the context of a merger or acquisition, what to look ...
Jay Rosen considers the impact mergers and acquisitions have on both the acquired entity and the acquirer, starting with the ...
Jay Rosen considers what a monitor would review to determine if a company adequately considered ethics and compliance during the ...
Applying the FCPA Corporate Enforcement Policy There are many ways a merger or acquisition can go sideways, including the discovery ...
Jay Rosen, “Mr. Monitor,” continues his series on corporate monitorships. Here, he discusses the various ways a proactive pre-settlement monitorship ...
How to Avoid Sanctions Risks A recent advisory issued by the U.S. Department of the Treasury’s Office of Foreign Assets ...
If your business activities take place in the U.S., you need to be doing OFAC screening. Michael Volkov offers five ...
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