Leadership and Career

Q&A with Paul Taylor of SWIFT

Q&A with Paul Taylor of SWIFT

Global Head of Product Marketing, Financial Crime Compliance Division Maurice Gilbert: How did you get started on a career in compliance? Paul Taylor: My initial exposure to compliance processes came about during my time in settlement-related roles, which naturally required elements of AML and sanctions control. The decision to specialize in compliance, however, came in 2013 when SWIFT made the...

Q&A with James Cesarano

Q&A with James Cesarano

Q&A with James Cesarano, VP, Ethics and Compliance at Kroll Maurice Gilbert: How did you get started on a career in compliance? James Cesarano: After college, I began working in compliance as a Trade Analyst with the New York Mercantile Exchange. Those were early days for the compliance profession, and I immediately found the work interesting and exciting.  I was...

leadership meeting

10 Ways to Enhance Leadership Engagement

How do executive management and the board remain engaged with risk management over time? Most observers would agree that senior management’s supervision of risk management and the board’s risk oversight entail much more than reviewing a risk assessment once a year.

digital tablet

New Technology Requires New Hires

As technology becomes an increasingly essential driver of business success for enterprises around the world, determining how to effectively and securely pursue digital transformation is of critical importance. Organizations must strike the appropriate balance of proactively seeking to deploy new and emerging technologies while still taking care to address the new risks and threats that these technologies may introduce.

ACL CEO Laurie Schultz

ACL Accelerates Category Consolidation with $50M Strategic Investment from Norwest

Q&A with ACL President & CEO Laurie Schultz Worldwide governance software provider ACL announced this morning a $50 million investment from growth equity firm Norwest. For a private company that has been self-funded for more than 30 years, what makes this the best move for them and for the industry? President & CEO Laurie Schultz recently shared the details about...

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Q&A with Steven Grimes and Robb Adkins of Winston & Strawn LLP

Corporate Compliance Insights’ CEO, Maurice Gilbert, interviews Steven Grimes and Robb Adkins, partners at Winston & Strawn LLP.    Maurice Gilbert: How do you stay current on ethics & compliance issues? Steven Grimes: I am a member of a number of professional organizations, read the relevant blogs, monitor the newsfeeds and case trends, and most importantly, I am in constant...

tom mcandrew, coo at coalfire

Q&A with Tom McAndrew, Chief Operating Officer at Coalfire

  Q&A with Tom McAndrew, Chief Operating Officer at Coalfire CCI: How did you get started on a career in compliance? Tom McAndrew: I started my career in the Navy.  As the Navy started putting more technology on ships, they realized that they needed to create better certification programs to ensure that all the systems operated correctly, specifically the combat systems (missiles,...

6 questions

Six Questions with an Ethics & Compliance Officer: Seth Rice

Welcome to Six Questions with an Ethics & Compliance Officer, a new interview series from SAI Global created in conjunction with National Compliance Officer Day. Each post will shine the spotlight on a different member of the E&C community, from established CCOs and CECOs with years of experience to rising stars with a passion for ethical behavior. To be featured in your...

Compliance Job Interview Q&A

Compliance Job Interview Questions and Answers

At CCI, we know what questions reveal a candidate’s qualifications, and we know what answers a hiring authority is looking for. If you’re hiring a compliance officer, you need to ask these questions.  If you’re interviewing for a compliance position, you need to be prepared to answer them. Want to take the process to the next step?  If you’re a compliance...

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