How Customers are Moving to the Frontline in FinCrime Compliance
Financial crimes compliance has historically been solely the realm of banks and financial institutions. Sujata Dasgupta discusses how and why ...
Tag: know your customer
Embracing Digital Transformation to Achieve Compliance and Improve Competitive Positioning
SEI’s Kevin Byrne on why it’s imperative for firms to consider how they use data if they want to remain ...
Consumer Credit Reporting: Metro 2, E-OSCAR and FCRA Compliance
Many financial institutions which furnish consumer credit information on a periodic basis to Credit Reporting Agencies (CRAs) experience challenges in ...
Refinitiv Unwraps Beneficial Ownership and Vessel Data to Support Improved Risk Management
Integration of data from Dun & Bradstreet and IHS Markit Maritime and Trade within World-Check One creates formidable resource in ...
How Shell Companies Might be Circumventing FinCEN’s Beneficial Ownership Rule
FinCEN issued the final rule on customer due diligence on the heels of the Panama Papers scandal, and we’re now ...
Outdated Technology Preventing Banks from Investing in Disruptive Technologies
Recent research from Fenergo reveals that banks’ C-suite executives overwhelmingly agree: Underinvestment in technology negatively impacts client onboarding and retention ...
5MLD – So, How Well Do You Really Know Your Customers?
With Europe’s fifth AML directive set for implementation in a matter of months, banks should be preparing now. Opus’ Kelvin ...
Dun & Bradstreet Partners with encompass to Enable Due Diligence in Uncertain Times
London (May 17, 2019) – Dun & Bradstreet today announced a strategic partnership with encompass, a global provider of automated ...
Fenergo and Refinitiv Join Forces to Accelerate Client Onboarding
Partnership enables customers to streamline KYC and AML compliance in fight against financial crime (May 15, 2019) – Facilitating the flow ...
Making KYC Simpler Through Intelligent Automation
Roger Carson, Co-Founder and Global Financial Sales Director at encompass corporation, introduces the concept of digital know your customer (KYC) ...
Automating the Fight Against Financial Crime
Fenergo’s Kevin O’Neill discusses how asset management firms and other financial institutions are being scrutinized more by regulatory bodies with ...
Intelligently Managing Margin Lending Risks
How to Automate Processes with Cognitive Computing Margin lending involves banks accepting credit, market and liquidity risks simultaneously and the ...
- Tom Simeo September 17, 2019SEC Charges Former Company Executive with Fraud for False Disclosures About Management
- Jan Atlas September 17, 2019SEC Charges South Florida Securities Attorney with Issuing Misleading Opinion Letters that Furthered Fraud on Thousands of Retail Investors
- John Henderson and Global Resources Leadership LLC September 17, 2019SEC Charges IIIinois Company and Its President with Affinity Fraud Targeting Christian Investors
