This Message Will Self-Destruct in 5 Seconds
The proliferation of ephemeral messaging poses unique challenges when it comes to e-discovery. Buckley LLP’s Scott Sakiyama outlines those challenges, ...
Tag: electronic communications compliance
Collaboration Compliance During a Crisis
In the midst of the COVID-19 pandemic, many financial services firms are implementing work from home policies using collaboration tools. ...
Theta Lake Survey: Why Communication Monitoring Failures and Regulatory Fines Will Increase
Theta Lake's 2020 State of Digital Communication Compliance and Supervision Survey Finds 89% of Compliance Professionals Aren't Ready For Modern ...
2020 Survey Report: State of Digital Communications Compliance
Given the rapidly expanding use of collaboration platforms, like Cisco Webex, RingCentral, Slack, Zoom and Microsoft Teams, as well as ...
Smarsh Expands and Enhances Support for Voice Compliance
Provides secure and easy archiving, search and play back of voice content from virtually any recording system, strengthening risk and ...
FINRA Reveals Top Areas of Interest: Supervision and Digital Communications Compliance Programs
The Financial Industry Regulatory Authority (FINRA) has issued its latest report, and the findings could be significant for financial services ...
Smarsh Electronic Communications Compliance Report
Survey underscores the need for financial firms to embrace social, mobile and collaboration technologies in order to compete and grow ...
Communications Compliance: The Takeaway for 2019
Post-Email Channels Deserve Increased Scrutiny Text messages, social media and collaboration platforms are now squarely in regulators’ crosshairs, and organizations ...
What Firms Need to Change in a Social, Mobile World
The New Reality of Compliance More than halfway through 2017, it’s become clear: This is the year that mobile and ...
In Electronic Supervision, Perfection isn’t Mandatory
Regulators don’t expect perfection in your compliance systems, but they will require a clear set of policies governing all communications ...
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