Uncovering the Data and Compliance Issues Banks Face Today
Advancements in technology have transformed the horizon of financial services, but these innovations are also raising challenges of their own ...
Tag: e-discovery
The Shark in the Wave: Revealing the Lurking Danger of Slack Data
Hanzo’s Jim Murphy explores the danger of Slack data; voluminous, informal, unstructured and context-dependent, it’s a threat hiding in plain ...
Compliance and Legal Teams: It’s Time to Get Smart About Machine Learning
5 Ways Organizations Can Benefit from ML Heidi Maher, Executive Director of the Compliance, Governance and Oversight Council (CGOG), discusses ...
The Changing Role of Electronic Information Archiving
From Mandatory Requirement to Valuable Business Enabler Just because you have prohibited employees from communicating about business matters via any ...
The Data Collection “Fire Drill”
Using Tech to Streamline Compliance Efforts Data collection and monitoring tools now make it easier to access information quickly, but ...
4 Ways to Lessen the Burden of a FINRA Audit
Take These Steps Now to Minimize Risk Later When it comes time for a FINRA audit, financial organizations can spend a ...
The Key Concerns Troubling Corporate Legal Executives Today
Data Security and Technology Top the List AlixPartners recently surveyed more than 200 executives worldwide and found that the majority ...
Trend Report: Risk and Data Management
Transformational market trends are driving the convergence of Governance, Risk and Compliance (GRC) and eDiscovery. Before documents and data become ...
Best Practices for Managing Electronic Evidence
Investigations: Don’t Lose Sight of the Basics These days, attorneys and in-house legal departments can easily get caught up in ...
What Firms Need to Change in a Social, Mobile World
The New Reality of Compliance More than halfway through 2017, it’s become clear: This is the year that mobile and ...
Boards Still Lack Basic Security & Risk Practices
Diligent, a leading expert in corporate compliance and board governance, has recently released a report examining boardroom communications and the ...
Clean House, Better Business
Sam Abadir, Director of Product Management at LockPath, discusses how a holistic approach to governance, risk management and compliance (GRC) ...
- Andrew J. Kandelapas August 20, 2019SEC Obtains Final Judgment Against CEO in Penny Stock Fraud Scheme
- Crystal World Holdings, Inc., et al. August 19, 2019SEC Charges Issuer for Misleading Investors in the Sale of Unregistered Securities
- Scott P. Strochak August 19, 2019SEC Charges Head Sales Agent in South Florida Alternative Investments Scheme
