The (a)(b)(c)s of Sarbanes-Oxley 404
Section 404 of the Sarbanes-Oxley Act continues to be in the news and be a challenge for some companies. We ...
Tag: Dodd-Frank Act
Are You Ready for Stepped-Up Pay Vs. Performance Requirements in 2023 Proxy Season?
Most public companies will be required to disclose details about executive compensation starting with next year’s proxy statements, under rules ...
A Look Back on the CFTC’s Robust Year in Enforcement
Gregory S. Kaufman and Amber S. Unwala of Eversheds Sutherland (US) LLP review enforcement activity by the Commodity Futures Trading ...
3 Recent Events Echo 2008. Asset Managers Should Take Note and Reevaluate Exposure to Systemic Risk.
Recent events put market controls imposed following the Great Recession to the test. While turbulence from COVID-19 was brought under ...
From the FCPA to #MeToo
How Sexual Harassment is Changing American Compliance Corporate compliance has been around for decades – sexual harassment for much, much ...
Whistle While You Work, Part 2
VinciWorks’ Sandra Erez envisions corporate whistleblowing hotlines as an outgrowth of the infamous "red phone" from the era of the ...
Startups Should Plan for Regulatory Challenges from the Outset
Fast-growing companies should prepare now for what the government might throw at them in the future, writes veteran counselor with ...
Biden’s Inauguration Heralds a New Era in Financial Regulation
Known for its “America First” policy, the Trump administration led a push to roll back financial regulatory measures. As Acuity ...
Anticipating the Next New Variety of Cybersecurity Litigation
Whistleblower cases may be the next trend in cybersecurity litigation. Morrison & Foerster’s Kristen J. Mathews, Mark David McPherson and ...
The FCPA and SOX & Internal Controls – Twin Sons of a Different Mother?
Both pieces of legislation aim to minimize wrongdoing – one to prevent corruption abroad, the other to minimize financial fraud. ...
What’s Next for Compliance Enforcement?
The 2005 docudrama Syriana captured the moment just before FCPA enforcement reached the great heights we’ve come to expect today. ...
What Is the Current State of Anti-Bribery and Corruption Prosecution?
Trump and the FCPA Instances of global corruption pepper our newspapers and news feeds. Closer to home, allegations of corruption ...
