Mark Jensen and Ian Roffman

Mark Jensen is of counsel in Nutter McClennen & Fish LLP’s Litigation Department and a member of the firm’s Securities Enforcement and Litigation practice group.
Ian Roffman chairs the firm’s Securities Enforcement and Litigation practice group and is a member of the Executive Committee.
drop of water creating ripple effect

The SEC recently adopted the Fair Value Rule, requiring fund investments to be fair valued where market quotations are not “readily available.” Nutter McClennen & Fish’s Mark Jensen and Ian Roffman discuss the effects this change will have. Sometimes the launch of a new regulation has ripple effects nearly as important as the regulation itself. The SEC’s adoption of Investment Company Act...

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10 Takeaways from the SEC’s Mutual Fund Derivatives Rule

Nutter McClennen & Fish’s Mark Jensen and Ian Roffman address the SEC’s recently issued rules for the use of derivatives. Here, they discuss the SEC’s key findings and policy decisions and emphasize the significance of the new rules to affected fund groups and fund investors. On November 2, 2020, the Securities and Exchange Commission (SEC) issued rules governing the use of derivatives...

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