Tag: Dodd-Frank

Whistleblower cases may be the next trend in cybersecurity litigation. Morrison & Foerster’s Kristen J. Mathews, Mark David McPherson and ...

The 2005 docudrama Syriana captured the moment just before FCPA enforcement reached the great heights we’ve come to expect today. ...

Compliance officers eligible to participate in the SEC and CFTC whistleblower programs must navigate strict rules. Speaking up always carries ...

Whistleblower award programs had record-breaking years in 2018, with more than $243 million in award payouts. Attorneys Michael Filoromo and ...

The SEC is considering a rule change that would effectively introduce a floor and a ceiling for whistleblower awards. As ...

VinciWorks’ Sandra Erez envisions corporate whistleblowing hotlines as an outgrowth of the infamous "red phone" from the era of the ...

Gregory S. Kaufman and Amber S. Unwala of Eversheds Sutherland (US) LLP review enforcement activity by the Commodity Futures Trading ...

As 2018 draws to a close, we’re taking a look back at some of the most valuable insights our authors ...

How Sexual Harassment is Changing American Compliance Corporate compliance has been around for decades – sexual harassment for much, much ...

Reducing Cost and Complexity, Increasing Accuracy and Reliability As we mark the 10-year anniversary of the 2008 banking crisis – ...

The Developments Impacting Financial Institutions Now It’s hard to wrap your head around all the myriad regulations for financial institutions, ...

A Cloud-First Approach to Managing Financial Communications Data The current regulatory framework, which has grown more complex since the 2008 ...