Assessing Conflict of Interest Compliance Programs
How recently has your organization evaluated its guardrails to protect against conflicts of interest? Most companies need work in this ...
Tag: Culture of Ethics
How the EU Whistleblower Directive Can Help Enhance a Culture of Integrity
Following an April vote by the European Parliament, potential whistleblowers in the EU member states can expect greater protections. GAN ...
What Happens When Managers Misbehave?
GRC professionals in particular know the importance of tone at the top. When a leader has an ethical lapse, the ...
Assessing Incentives in a Compliance & Ethics Program
Whatever “flavor” of compliance incentives you offer, they need to be reassessed regularly. Jeff Kaplan and Rebecca Walker discuss what ...
How Does a Company Assess its Culture?
Is it possible for a company to get a true read on its own culture? Jay Rosen discusses what to ...
What is the CCO’s Role in Strengthening the Organization’s Culture of Ethics?
Who bears the responsibility for culture? Jay Rosen explores to what extent the Chief Compliance Officer should be involved in ...
Is It Time to “Nudge” Compliance?
Recent growth in the science of behavior has introduced new tools to the compliance officer’s toolbox. Vasco Brazão and Tania ...
Ethics is Key to Filling Growing Gap as Technology Outpaces Regulation
Thomson Reuters’ Henry Engler shares insights from an interview with L’Oreal Chief Ethics Officer Emmanuel Lulin on the corporation’s approach ...
Empowering Employees to Speak Up Against Unethical Behavior
Effective ethics and compliance training are more than just formalities in the onboarding process. Skillsoft’s John Arendes and Convercent’s Katie ...
Using Culture to Manage Complexity and Ethical Risk
Organizations must re-architect the context (culture) in which employees make decisions, simplifying ethical dilemmas and increasing ethical capacity. SAI Global’s ...
Integrated Risk Management: The Intersection of GRC and RMIS
3 Arguments for Integrating RMIS and GRC Processes Gartner suggests that integrated risk management (IRM) is the next evolution of ...
Treat Regulatory Compliance as an Opportunity, Not a Threat
Maintaining a Competitive Edge in the Banking Industry Compliance professionals know it well: the organizations that embrace compliance and adopt ...
