Webinar: Compliance trends that will help you prepare for 2020
Organisations recognise their critical role in ending corruption, money laundering, child & forced labour, and make a significant contribution to society ...
Tag: culture of ethics
How Does a Company Assess its Culture?
Is it possible for a company to get a true read on its own culture? Jay Rosen discusses what to ...
What is the CCO’s Role in Strengthening the Organization’s Culture of Ethics?
Who bears the responsibility for culture? Jay Rosen explores to what extent the Chief Compliance Officer should be involved in ...
Is It Time to “Nudge” Compliance?
Recent growth in the science of behavior has introduced new tools to the compliance officer’s toolbox. Vasco Brazão and Tania ...
How the EU Whistleblower Directive Can Help Enhance a Culture of Integrity
Following an April vote by the European Parliament, potential whistleblowers in the EU member states can expect greater protections. GAN ...
Ethics is Key to Filling Growing Gap as Technology Outpaces Regulation
Thomson Reuters’ Henry Engler shares insights from an interview with L’Oreal Chief Ethics Officer Emmanuel Lulin on the corporation’s approach ...
Empowering Employees to Speak Up Against Unethical Behavior
Effective ethics and compliance training are more than just formalities in the onboarding process. Skillsoft’s John Arendes and Convercent’s Katie ...
Every Angle Has Its Story: The Missing Angle in Boeing’s 737 MAX Calculations
Sandra Erez presents a cautionary tale for compliance practitioners and boards of directors portraying how disarmingly charming “corporate story speak” can ...
What Happens When Managers Misbehave?
GRC professionals in particular know the importance of tone at the top. When a leader has an ethical lapse, the ...
Integrated Risk Management: The Intersection of GRC and RMIS
3 Arguments for Integrating RMIS and GRC Processes Gartner suggests that integrated risk management (IRM) is the next evolution of ...
Treat Regulatory Compliance as an Opportunity, Not a Threat
Maintaining a Competitive Edge in the Banking Industry Compliance professionals know it well: the organizations that embrace compliance and adopt ...
A New Way of Thinking About Ethics and Culture
The Business Case for a Strong Culture of Ethics Culture and ethics are all the rage in management theory and ...
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- Iconix Brand Group, Inc., Neil R. Cole and Seth Horowitz December 5, 2019SEC Charges Iconix Brand Group and Former Top Executives with Accounting Fraud
- Lester Burroughs December 5, 2019SEC Charges Connecticut Man with Defrauding Retail Investors
- SBB Research Group LLC, et al. December 4, 2019SEC Charges Hedge Fund Adviser and Top Executives with Fraud
