Webinar on BSA/AML/OFAC Risk Assessment: 2019 Updates on Regulations and Techniques
What will be discussed? Conducting BSA/AML/OFAC risk assessments is not only required to comply with the regulations but also to ...
Tag: corporate culture
Webinar on Employee Handbook: Policies, Best Practices, and 2019 Issues
What will be discussed? Employee handbooks increasingly provide for employers the opportunity to make their workforce more committed to and ...
Developing Effective Employee Handbooks: 2019 Critical Issues and Best Practices
OVERVIEW Employee handbooks have become a valuable tool in providing important information to employees. Handbooks describe what employers expect of ...
All Along the Watchtower: I Hear the Whistles Blow
Ingrained cultures of denials and threats – together with shifts in federal prosecution of organizations rather than individuals – ...
Webinar on Building a Corporate Culture that Values Honesty, Rewards Integrity and Encourages Candor
Whether it’s fear of reprisal, natural timidity, or not wanting to hurt someone’s feelings, many of us avoid straight and ...
Straight Talk — Building a Corporate Culture that Values Honesty, Rewards Integrity and Encourages Candor
OVERVIEW Let’s face it. Straight, honest, no nonsense communication in organizations today is more rare than common. Whether it’s fear of reprisal, ...
Remedies and Compliance in Suspension and Debarment
Jay Rosen’s miniseries on suspension and debarment concludes with this look into the remedies federal agencies seek when misconduct is ...
Webinar on a Systematic Approach to Human Error Reduction: Investigations, Root Cause Determination and CAPA Effectiveness
To reduce and prevent human errors it is essential to understand human behavior, the psychology of error and root causes ...
“Everybody Wants To Do The Right Thing.” Really?
A growing number of people these days do not seem to want to “do the right thing,” but rather “what ...
An Interview with Elizabeth O’Keefe, Compliance Manager at KAYAK
We are pleased to share a recent interview between Hanzo’s Sean Freidlin and compliance expert Elizabeth O’Keefe. Sean and Elizabeth ...
Virtual Boot camp on HR Compliance 101 for New HR and Non HR Supervisors and Managers
If an HR department does not know how to recognize or fix problems, what can be solved as a mere miscommunication can ...
Cross-Culture: What Finance Can Learn About Compliance Culture From Volkswagen, Novartis & Tenneco
Thomson Reuters’ Henry Engler compiles guidance from the Chief Compliance Officers at Volkswagen, Novartis and Tenneco – principles that transcend ...
- Terry Wayne Kelly and Kelly Management, LLC August 22, 2019SEC Charges Mississippi Company and its Principal with Fraud in Timber Ponzi Scheme
- Andrew J. Kandelapas August 20, 2019SEC Obtains Final Judgment Against CEO in Penny Stock Fraud Scheme
- Crystal World Holdings, Inc., et al. August 19, 2019SEC Charges Issuer for Misleading Investors in the Sale of Unregistered Securities
