Category: Resource Library

Understanding the GDPR

Understanding the GDPR: Frequently Asked Questions

Posted by - July 27, 2018
It’s been more than two months since GDPR’s implementation, only 20 percent of companies believe they are GDPR compliant. Many organizations still have questions on the regulation’s impact. With this in mind, global consulting firm Protiviti, in partnership with Robert Half and Baker McKenzie, has created and released a GDPR guidebook titled…
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BDCs: Considerations Related to ICFR

Posted by - July 25, 2018
EY has published an update around the unique set of compliance challenges and annual reporting deadlines BDCs face. EY’s Matt Forstenhausler and Seren Tahiroglu share best practices in successfully exercising internal controls over financial reporting. Download the full report below.  
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Crash Landing: Lessons From the Panasonic FCPA Enforcement

Posted by - June 20, 2018
Those bemoaning the lack of Foreign Corrupt Practices Act (FCPA) enforcement activity can cease. With the Dun & Bradstreet Inc. (D&B) declination in April and May’s enforcement action involving Panasonic Avionics Corporation (PAC) and its parent Panasonic Corporation (Panasonic), U.S. regulators at the Department of Justice (DOJ) and Securities and Exchange Commission (SEC) have…
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Countdown to GDPR by Tom Fox

Countdown to GDPR

Posted by - May 17, 2018
Whether you are ready or not, the European Union (EU) General Data Protection Regulation (GDPR) goes live on May 25, 2018. It will impact companies doing business in London as much as any other EU legislation. To help US companies prepare, Tom Fox has interviewed well-known data privacy and data…
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New PwC Report: Age Diversity in the Boardroom

Posted by - April 24, 2018
Corporate boards that want to increase their diversity usually focus on gender and race. But are they paying enough attention to age diversity? PwC’s Census of Directors 50 and Under uncovers how younger directors may be setting the pace on specific areas inside the boardroom and explores what catalysts may lead…
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the complete compliance handbook

The Compliance Handbook By Tom Fox

Posted by - April 23, 2018
Published by Compliance Week and Available Now on Amazon Tom Fox, the Compliance Evangelist, is one of the leading writers, thinkers and commentators on the Nuts and Bolts of compliance. His always practical advice is now collated the most unique compliance handbook available, The Compliance Handbook. The handbook incorporates the…
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PwC’s 2018 Risk in Review

Posted by - April 11, 2018
Today, PwC released its annual Risk in Review, a study with insights from more than 1,500 senior risk executives. This year’s report focuses on how risk leaders address innovation risk. Risk management is often overlooked during periods of innovation, but having the right risk-reward balance in place is the key to success in today’s forward-moving business age. Sixty percent of respondents from this…
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A Global Look at IT Audit Best Practices

Posted by - April 11, 2018
Global consulting firm Protiviti and global business technology professional association ISACA have released their annual report, A Global Look at IT Audit Best Practices. Key findings from the survey of more than 1,300 IT audit and internal audit leaders and professionals include: Privacy/cybersecurity was cited as the top concern for the second year in a row…
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TRACE International’s 2017 Global Enforcement Report

Posted by - March 15, 2018
TRACE International, the globally renowned anti-bribery standard setting organization, has published its annual Global Enforcement Report. The Global Enforcement Report (GER) provides graphic and textual analyses of all known investigations and enforcement actions involving transnational commercial bribery since the passage of the U.S. Foreign Corrupt Practices Act. The findings note a reversion to the…
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