Resource Library
The CII Research and Education Fund (CII-REF), a subsidiary of the Council of Institutional Investors (CII), has issued a new report highlighting best practices in disclosure of the processes by which corporate boards evaluate themselves. The report focuses on seven aspects of disclosure that investors...
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At the end of 2018, there were two FCPA enforcement actions -- both announced on December 26. The first involved Polycom, Inc. (Polycom), and the second Centrais Eletricas Brasileiras S.A. (Eletrobras). Both presented several important lessons for the compliance practitioner....
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Simple Navigation for a Complex World Protiviti's Jim DeLoach shares insights on the myriad of risk-related challenges facing corporations today -- from cybersecurity to reputation risk and brand hijacking -- along with guidance for boards of directors and executives on...
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Tom Fox shares insights from an interview with award-winning author and health care futurist Ben Locwin. In this white paper, he discusses how to more fully operationalize a compliance program, as well as how to move your compliance program to...
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Recently, we've seen several new and significant developments in the long-running 1Malaysia Development Berhad (1MDB) scandal as the DOJ announced one guilty plea, one arrest and one indictment. Tom Fox discusses the major players in the scandal, as well as...
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A.T. Kearney's Global Business Policy Council has recently released its annual survey of global business executives, and sentiment gathered from C-level executives indicated a remarkable change in their formerly positive outlook on the global macroeconomic situation, despite the challenges that...
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Tom Fox discusses the corruption scheme at Petroleo Brasileiro (Petrobras) and the subsequent settlement with the SEC and DOJ. Read the details of this mammoth, historic action in Tom's three-part series, available here in full. Download your free copy below....
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Harvard Business Review recently published an article by Doris Kearns Goodwin called "Lincoln and the Art of Transformative Leadership," wherein she details the leadership skills Abraham Lincoln brought to bear in the issuance of the Emancipation Proclamation. In this whitepaper,...
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PwC has just released its Annual Corporate Directors Survey, and the results show that board members are increasingly aware that they must address key issues that have dominated the nation’s psyche. This survey of more than 800 U.S. board directors...
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Smarsh has just released its eighth annual Electronic Communications Compliance Survey Report. The survey of compliance professionals in the financial services industry shows that organizations are not keeping pace with their retention and supervision efforts — particularly with a growing, younger...
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In his latest book, available exclusively from CCI, Michael Volkov boldly points out that leaders who are committed to building a corporate community based on trust and integrity are considered innovators. These are the outliers who will succeed. Care to join...
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We now live in the GDPR era -- a new landscape of consumer privacy protection created by a regulation powerful enough to be felt around the world. Living with GDPR means learning about GDPR and creating new policies and procedures...
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- David Sims, et al. May 24, 2019SEC Charges Perpetrators of Fraudulent Prime Bank Scheme
- Savraj Gata-Aura (a/k/a Samuel Aura a/k/a Sam Aura) and Core Agents, Ltd. (d/b/a Core Agents International, Ltd.) May 23, 2019SEC Charges Additional Parties in Fraudulent Investment Scheme
- Daniel Pacheco, et al. May 23, 2019SEC Sues Alleged Perpetrator of Fraudulent Pyramid Scheme Promising Investors Cryptocurrency Riches
Corporate Compliance Insights
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