GRC Vendor News
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Cleary Gottlieb: Getting Ready for Proxy Access
Proxy access will be a leading issue in the 2016 proxy season, and now is the time to make a plan. We have a detailed deck on these questions, available here, but in a nutshell this is what’s happening:...
Haskell & White Earns National Accolades
Orange County-based CPA firm nationally recognized for annual revenue; Audit Senior Manager honored with prestigious “40 Under 40” distinction IRVINE, Calif. – Haskell & White, one of Southern California’s largest independently owned accounting, auditing and tax consulting firms, has...
LUCY V 2.4 Phishing Server Becomes First Cybersecurity Tool To Simulate and Defend Against Macro Malware Attacks
PALO ALTO, CA (October 14, 2015) – LUCY today announced V. 2.4 of its phishing server, which becomes the first cybersecurity solution that allows a business, government agency or individual to simulate and defend against macro malware attacks. The newest release...
Markit Launches KY3P™ Platform for Third-Party Risk Management
Barclays, HSBC and Morgan Stanley partner to design new service London, New York and Singapore – Markit (Nasdaq: MRKT), a leading global provider of financial information services, today announced the launch of its Know Your Third Party (KY3P™) service hosted...
Attorney Addresses New Enforcement Issues Facing Broker-Dealers and RIAs
LeClairRyan’s Despo offers advice in the face of stepped-up SEC investigations at Regulatory Compliance LLC conference BOCA RATON, Fla. (10/14/15) — With the Securities and Exchange Commission taking a tougher line on broker-dealers and registered investment advisers, companies and individual officers...
BDO USA Survey Reveals Attitudes of Public Company Boards on New and Proposed Accounting and Financial Disclosures
Survey Reveals Board Attitudes on CEO/Median Employee Pay Ratio, Cadillac Tax, Disclosure of Political Contributions, Audit Committee–Auditor Communications and More Chicago, IL – According to a new survey by BDO USA, LLP, one of the nation’s leading accounting and consulting organizations,...
marcus evans to Host the Internal Audit & Risk Assessment in Banking & Financial Services
Banking professionals will gain insight on executing a holistic approach to internal audit to measure risk appetite through strategic decision making while meeting heightened expectations. New York, NY – September 30, 2015 – marcus evans, the world’s largest event...
Companies Don’t Know Who’s Responsible for Managing Data
The Data Divide: Disconnects Between IT and Legal Limit the Value Organizations can Achieve from Data Archives Iron Mountain Study Unveils Internal Power Struggle to Leverage Data Archives for Business and Compliance Purposes Boston — Oct. 13, 2015 — A recent...
Dow Jones Integrates Sanctions Ownership Research Data with SWIFT Sanctions Screening Service
Integration of Dow Jones sanctions data broadens the scope of lists available to customers through SWIFT’s hosted transaction screening service SINGAPORE / LONDON (October 12, 2015) — Dow Jones today announced that SWIFT’s Sanctions Screening service will now include...
30 Percent of Businesses Reported Losing Out on Deals to Corrupt Competitors
Washington, October 12, 2015 – Control Risks, the global business risk consultancy, today published its annual survey of business attitudes to corruption. The survey, which consisted of interviews with 824 companies worldwide, illustrates that despite increased global efforts to curtail it, corruption...
U.S.-China Cyber Deal Big on Promises, Short on Action
Cyber-security agreement with broad goals, but few specifics, offers little consolation to U.S. businesses facing constant threats from hackers, LeClairRyan’s Andrew J. Narod writes. Alexandria, Va. (10/9/15) – The U.S.-China cybersecurity agreement announced on Sept. 25 might be a...
Feds Face High Hurdles in Tackling “Super PAC” Abuse, Attorneys Write
Tough evidentiary standards call into question the DOJ’s ability to stop illegal finance coordination between super PACs and campaigns—at least in the short term, LeClairRyan attorneys comment in law journal article New York City (10/7/15) – The first successful prosecution...
